1 unchanged sentence
As required by Rule 13a-15 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), as of December 31, 2021, we carried out an evaluation under the supervision and with the participation of our management, including our Chief Executive Officer and Chief Financial Officer, of the effectiveness of the design and operation of our disclosure controls and procedures.
−Removed: Based upon that evaluation, the Chief Executive Officer and Chief Financial Officer concluded that, as of the end of the period covered by this report, our disclosure controls and procedures are effective in ensuring that (i) information required to be disclosed by us in the reports we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms, and (ii) such information is accumulated and communicated to our management, including our principal executive officer and principal financial officers, as appropriate, to allow timely decisions regarding required disclosure.
+Added: Based upon that evaluation, the Chief Executive Officer and Chief Financial Officer concluded that, as of the end of the period covered by this report, our disclosure controls and procedures are effective in ensuring that (i) information required to be disclosed by us in the reports we file or submit under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified in the SEC’s rules and forms, and (ii) such information is accumulated and communicated to our management, including our principal executive officer and principal financial officer, as appropriate, to allow timely decisions regarding required disclosure.
In designing and evaluating our disclosure controls and procedures, we recognize that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives, and our management necessarily was required to apply its judgment in evaluating and implementing possible controls and procedures.
−Removed: Our disclosure controls and procedures were designed to provide reasonable assurance of achieving their stated objectives, and our principal executive officer and principal financial officers concluded that our disclosure controls and procedures were effective at the reasonable assurance level.
+Added: Our disclosure controls and procedures were designed to provide reasonable assurance of achieving their stated objectives, and our principal executive officer and principal financial officer concluded that our disclosure controls and procedures were effective at the reasonable assurance level.
We review on an ongoing basis and document our disclosure controls and procedures, and our internal control over financial reporting, and we may from time to time make changes in an effort to enhance their effectiveness and ensure that our systems evolve with our business.
3 unchanged sentences
Other Information
−Removed: AFFILIATED MANAGERS GROUP, INC.
−Removed: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS (Continued)
Directors, Executive Officers and Corporate Governance
26 unchanged sentences
3.5 Amended and Restated By-laws (incorporated by reference to the Company’s Quarterly Report on Form 10-Q (No.
−Removed: 001-13459), filed July 31, 2020)
+Added: 001-13459), filed August 5, 2021 )
4.1 Specimen certificate for shares of common stock of the Registrant (incorporated by reference to the Company’s Annual Report on Form 10-K (No.
31 unchanged sentences
001-13459), filed September 23, 2020)
+Added: 4.12 Third Supplemental Indenture, dated as of July 13, 2021, between Affiliated Managers Group, Inc., as issuer, and U.S.
+Added: Bank National Association, as trustee, including the form of Global Note attached as Annex A thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
+Added: 001-13459), filed July 13, 2021)
4.13 Indenture for Senior Notes between Affiliated Managers Group, Inc., as issuer, and U.S.
86 unchanged sentences
10.26† Form of Restricted Stock Unit Award Agreement pursuant to Affiliated Managers Group, Inc.
−Removed: 2020 Equity Incentive Plan*
+Added: 2020 Equity Incentive Plan (incorporated by reference to the Company’s Quarterly Report on Form 10-Q (No.
+Added: 001-13459), filed May 7, 2021)
10.27† Form of Restricted Stock Unit Award Agreement for Directors pursuant to Affiliated Managers Group, Inc.
2 unchanged sentences
10.28† Form of Stock Option Award Agreement pursuant to Affiliated Managers Group, Inc.
−Removed: 2020 Equity Incentive Plan*
+Added: 2020 Equity Incentive Plan (incorporated by reference to the Company ’ s Quarterly Report on Form 10-Q (No.
+Added: 001-13 459), filed May 7, 2021)
10.29† Form of Stock Option Award Agreement for Directors pursuant to Affiliated Managers Group, Inc.
3 unchanged sentences
001-13459), filed March 1, 2011)
−Removed: 10.31† Service Agreement, dated as of December 6, 2016, by and between Affiliated Managers Group, Inc.
−Removed: Cutler (incorporated by reference to the Company’s Annual Report on Form 10-K (No.
−Removed: 001-13459), filed February 23, 2018)
10.31† Agreement, dated as of May 15, 2020, by and between Affiliated Managers Group, Inc.
2 unchanged sentences
10.32† Annual Director Compensation*
−Removed: 10.34 Amended and Restated Credit Agreement, dated as of January 18, 2019, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, letter of credit issuer and swingline lender, and the other lending institutions from time to time party thereto, and the exhibits and schedules thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
−Removed: 001-13459), filed January 22, 2019)
−Removed: 10.35 Third Amended and Restated Term Credit Agreement, dated as of January 18, 2019, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, and the other lending institutions from time to time party thereto, and the exhibits and schedules thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
−Removed: 001-13459), filed January 22, 2019)
−Removed: 10.36 First Amendment to Third Amended and Restated Term Credit Agreement, dated as of January 8, 2021, among Affiliated Managers Group, Inc., as borrower, Bank of America, N.A., as administrative agent, and the lenders party thereto (incorporated by reference to the Company's Current Report on Form 8-K (No.
−Removed: 001-13459), filed January 8, 2021)
+Added: 10.33 Second Amended and Restated Credit Agreement, dated as of October 25, 2021, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, letter of credit issuer and swingline lender, and the other lending institutions from time to time party thereto, and the exhibits and schedules thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
+Added: 001-13459), filed October 26, 2021)
+Added: 10.34 F ourth Amended and Restated Term Cre dit Agreement, dated as of October 25, 2021, by and among Affiliated Managers Group, Inc.
+Added: , Bank of America, N.A.
+Added: , as administrative agent, and the other lending ins titutions from time to time party thereto, and the exhibits and schedules thereto ( incorporated by reference to the Company ’ s Current Report on Form 8-K (No.
+Added: 0 01-1 3459), filed October 26, 2021
10.35 Form of Equity Distribution Agreement, dated as of March 27, 2019 (incorporated by reference to the Company’s Current Report on Form 8-K (No.
3 unchanged sentences
21.1 Schedule of Subsidiaries*
+Added: 22 Subsidiary Issuers of Guaranteed Securities (incorporated by reference to the Company’s Quarterly Report on Form 10-Q (No.
+Added: 001-13459), filed May 7, 2021)
23.1 Consent of PricewaterhouseCoopers LLP*
29 unchanged sentences
PALANDJIAN Director February 18, 2022
+Added: RYAN Director February 18, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.