Other Information
−Removed: The Company’s Board of Directors has amended and restated the Company’s By-laws, effective as of the date of this Quarterly Report on Form 10-Q, to add references to “Managing Directors” in Sections 1 and 11 of Article III, in light of the Company’s recent organizational evolution and new officer titles.
−Removed: The summary above is qualified in its entirety by the text of the amended and restated By-laws, which are attached as Exhibit 3.1 to this Quarterly Report on Form 10-Q.
+Added: The Company’s Board of Directors has amended and restated the Company’s By-laws, effective as of the date of this Quarterly Report on Form 10-Q, to address administrative matters relating to meetings of stockholders, including rules of conduct at meetings, presiding officer selection and proposal information requirements, as well as to the notice provisions for meetings of our board of directors, in Sections 2, 3, and 12 of Article I, and Sections 3 and 10 of Article II.
+Added: The preceding summary is qualified in its entirety by the text of the amended and restated By-laws, which are attached as Exhibit 3.1 to this Quarterly Report on Form 10-Q.
The exhibits are listed on the Exhibit Index and are included elsewhere in this Quarterly Report on Form 10-Q.
1 unchanged sentence
3.1 Amended and Restated By-Laws*
−Removed: 10.1† Form of Restricted Stock Unit Award Agreement pursuant to Affiliated Managers Group, Inc.
−Removed: 2020 Equity Incentive Plan*
−Removed: 10.2† Form of Stock Option Award Agreement pursuant to Affiliated Managers Group, Inc.
−Removed: 2020 Equity Incentive Plan*
−Removed: 22 Subsidiary Issuers of Guaranteed Securities*
+Added: 4.1 Indenture for Junior Subordinated Notes between Affiliated Managers Group, Inc., as issuer, and U.S.
+Added: Bank National Association, as trustee, dated as of March 27, 2019 (incorporated by reference to Exhibit 4.1 to Affiliated Managers Group, Inc.’s Form 8-K, dated March 27, 2019).
+Added: 4.2 Third Supplemental Indenture, dated as of July 13, 2021, between Affiliated Managers Group, Inc., as issuer, and U.S.
+Added: Bank National Association, as trustee, including the form of Global Note attached as Annex A thereto (incorporated by reference to Exhibit 4.2 to Affiliated Managers Group, Inc.’s Current Report on Form 8-K filed July 13, 2021).
+Added: 10.1 Second Amendment to Third Amended and Restated Term Credit Agreement, dated as of June 10, 2021, among Affiliated Managers Group, Inc., as borrower, Bank of America, N.A., as administrative agent, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to Affiliated Managers Group, Inc.’s Current Report on Form 8-K filed June 11, 2021).
31.1 Certification of Registrant’s Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*
2 unchanged sentences
32.2 Certification of Registrant’s Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002**
−Removed: 101 The following financial statements from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 are filed herewith, formatted in XBRL (Inline eXtensible Business Reporting Language):
−Removed: (i) the Consolidated Statements of Income for the three-month periods ended March 31, 2021 and 2020, (ii) the Consolidated Statements of Comprehensive Income for the three-month periods ended March 31, 2021 and 2020, (iii) the Consolidated Balance Sheets at March 31, 2021 and December 31, 2020, (iv) the Consolidated Statements of Changes in Equity for the three-month periods ended March 31, 2021 and 2020, (v) the Consolidated Statements of Cash Flows for the three-month periods ended March 31, 2021 and 2020, and (vi) the Notes to the Consolidated Financial Statements
−Removed: 104 The cover page from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2020, formatted in XBRL (Inline eXtensible Business Reporting Language) and contained in Exhibit 101
+Added: 101 The following financial statements from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 are filed herewith, formatted in XBRL (Inline eXtensible Business Reporting Language):
+Added: (i) the Consolidated Statements of Income for the three- and six-month periods ended June 30, 2021 and 2020, (ii) the Consolidated Statements of Comprehensive Income for the three- and six-month periods ended June 30, 2021 and 2020, (iii) the Consolidated Balance Sheets at June 30, 2021 and December 31, 2020, (iv) the Consolidated Statements of Changes in Equity for the three- and six-month periods ended June 30, 2021 and 2020, (v) the Consolidated Statements of Cash Flows for the six-month periods ended June 30, 2021 and 2020, and (vi) the Notes to the Consolidated Financial Statements
+Added: 104 The cover page from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021, formatted in XBRL (Inline eXtensible Business Reporting Language) and contained in Exhibit 101
† Indicates a management contract or compensatory plan
3 unchanged sentences
AFFILIATED MANAGERS GROUP, INC.
−Removed: May 7, 2021 /s/ THOMAS M.
+Added: August 5, 2021 /s/ THOMAS M.
on behalf of the Registrant as Chief Financial Officer (and also as Principal Financial and Principal Accounting Officer)
18 unchanged sentences
Unregistered Sales of Equity Securities and Use of Proceeds
+Added: Other Information
EXHIBIT INDEX
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.