1 unchanged sentence
Director and Officer Trading Plans and Arrangements
−Removed: On May 13, 2024 , Doug Mellinger , a member of the Company’s board of directors , entered into a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a “10b5-1 Plan”).
−Removed: Mellinger’s 10b5-1 Plan provides for the potential sale of up to 10,000 shares of the Company’s common stock between the first potential sale date on August 12, 2024 and the expiration of the 10b5-1 Plan on May 13, 2025 .
−Removed: On June 5, 2024 , Jay Leupp , a member of the Company’s board of directors , entered into a 10b5-1 Plan.
−Removed: Leupp’s 10b5-1 Plan provides for the potential sale of up to 31,200 shares of the Company’s common stock between the first potential sale date on September 4, 2024 and the expiration of the 10b5-1 Plan on June 5, 2025 .
−Removed: On June 18, 2024 , Fred Thiel , Chief Executive Officer and Chairperson of the Board , entered into a 10b5-1 Plan.
−Removed: Thiel’s 10b5-1 Plan provides for the potential sale of up to 357,572 shares of the Company’s common stock between the first potential sale date on September 16, 2024 and the expiration of the 10b5-1 Plan on September 16, 2025 .
−Removed: On June 18, 2024 , Salman Khan , Chief Financial Officer , entered into a 10b5-1 Plan.
−Removed: Khan’s 10b5-1 Plan provides for the potential sale of up to 66,800 shares of the Company’s common stock between the first potential sale date on September 16, 2024 and the expiration of the 10b5-1 Plan on December 31, 2024 .
+Added: During the three months ended September 30, 2024, none of the Company’s directors or Section 16 officers adopted , modified, or terminated any contract, instruction or written plan for the purchase or sale of securities of the Company intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any “non-Rule 10b5-1 trading arrangement,” as defined in Item 408(c) of Regulation S-K.
The following exhibits are filed as part of this Quarterly Report.
4 unchanged sentences
Provided Herewith
−Removed: 10.1 First Amendment to Marathon Digital Holdings, Inc.
−Removed: Amended and Restated 2018 Equity Incentive Plan
+Added: Restated Articles of Incorporation of MARA Holdings, Inc.
+Added: 4.1 Indenture, dated August 14, 2024, by and between Marathon Digital Holdings, Inc.
+Added: Bank National Association
Certificate of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
12 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 1, 2024
−Removed: MARATHON DIGITAL HOLDINGS, INC.
+Added: November 12, 2024
+Added: MARA HOLDINGS, INC.
/s/ Fred Thiel
−Removed: Chief Executive Officer and Chairperson of the Board
+Added: Chief Executive Officer and Chairman of the Board
(Principal Executive Officer)
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.