Market for the Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities .
−Removed: common stock and Warrants trade on the NASDAQ Capital Market under the symbols “LUCY” and “LUCYW,” respectively
−Removed: since August 15, 2022.
+Added: Market Information
+Added: Our common stock and Warrants trade on the NASDAQ Capital Market under the symbols “LUCY” and “LUCYW,” respectively since August 15, 2022.
Prior to that date, there was no public market for our common stock or Warrants.
−Removed: of December 30, 2022, the approximate number of holders of record of our common stock was 3,828 and the closing price of our common
−Removed: stock was $1.37 per share.
−Removed: As of December 30, 2022, the approximate number of holders of record of our Warrants was 1 and the closing
−Removed: price of our Warrants was $0.15 per Warrant.
−Removed: Authorized for Issuance Under Equity Compensation Plans
+Added: As of December 31, 2023, the approximate number of holders of record of our common stock was 3,780 and the closing price of our common stock was $0.42 per share.
+Added: As of December 31, 2023, the approximate number of holders of record of our Warrants was 1 and the closing price of our Warrants was $0.05 per Warrant.
+Added: Securities Authorized for Issuance Under Equity Compensation Plans
+Added: See “Item 11.
Executive Compensation.”
−Removed: cash dividends have been paid on our common stock since our inception.
−Removed: We have no present intention to pay any cash dividends in the
−Removed: foreseeable future.
−Removed: of Proceeds from Registered Securities
−Removed: August 17, 2022, we consummated our initial public offering of 980,000 units at a price to the public of $7.50 per unit, each unit
−Removed: consisting of one share of Common Stock and two Warrants, with each Warrant exercisable to acquire one share of common stock.
−Removed: The securities
−Removed: sold in the offering were registered under the Securities Act on a registration statement on Form S-1 (No.
−Removed: The SEC declared
−Removed: the registration statement effective on August 12, 2022.
−Removed: Of the gross proceeds received from the initial public offering, we received
−Removed: approximately $6.1 million, and we paid a total of approximately $588,000 in underwriting discounts and commissions and $600,000 for
−Removed: other costs and expenses related to the initial public offering.
−Removed: No payments were made by us to directors, officers or persons owning
−Removed: ten percent or more of our common stock or to their associates, or to our affiliates.
−Removed: There has been no material change in the planned
−Removed: use of proceeds from our initial public offering as described in our final prospectus filed with the SEC on August 16, 2023, pursuant
−Removed: to Rule 424(b).
−Removed: Sales of Unregistered Securities
−Removed: Company did not issue any unregistered securities during the three months ended December 31, 2022.
+Added: Dividend Policy
+Added: No cash dividends have been paid on our common stock since our inception.
+Added: We have no present intention to pay any cash dividends in the foreseeable future.
+Added: Recent Sales of Unregistered Securities
+Added: There were no sales of unregistered securities during the three months ended December 31, 2023.
+Added: Purchases of Securities by the Issuer and Affiliated Purchasers
+Added: On April 12, 2023, an individual cashlessly exercised of 300,000 stock options and received 85,638 shares of common stock.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.