1 unchanged sentence
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
−Removed: During the Company’s fiscal quarter ended March 31, 2024, except for the following arrangements, none of the Company’s directors or officers adopted , modified, or terminated a trading arrangement for the purchase or sale of the Company’s common stock that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 Trading Arrangement”) or a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K):
−Removed: • On February 27, 2024 , Timothy M.
−Removed: Archer , the President and Chief Executive Officer of the Company, adopted a Rule 10b5-1 Trading Arrangement.
−Removed: Archer’s Rule 10b5-1 Trading Arrangement provides for:
−Removed: (i) the potential sale of up to 9,650 shares of the Company’s common stock;
−Removed: and (ii) the potential exercise of 19,347 stock options expiring on December 6, 2025, and the associated sale of up to 19,347 shares of the Company’s common stock resulting from such exercise.
−Removed: Archer’s Rule 10b5-1 Trading Arrangement has a termination date of February 27, 2025.
−Removed: • On February 15, 2024 , Neil J.
−Removed: Fernandes , the Senior Vice President , Global Customer Operations, of the Company, adopted a Rule 10b5-1 Trading Arrangement.
−Removed: Fernandes’ Rule 10b5-1 Trading Arrangement provides for a contribution of up to 4,409 shares of the Company’s common stock to an exchange fund in exchange for shares of that fund.
−Removed: Fernandes’ Rule 10b5-1 Trading Arrangement has a termination date of June 27, 2024.
−Removed: • In addition, on February 23, 2024 , Mr.
−Removed: Fernandes adopted a second Rule 10b5-1 Trading Arrangement.
−Removed: Fernandes’ second Rule 10b5-1 Trading Arrangement provides for the potential sale of up to 2,370 shares of the Company’s common stock pursuant to the terms of the Rule 10b5-1 Trading Arrangement.
−Removed: Trading under Mr.
−Removed: Fernandes’ second Rule 10b5-1 Trading Arrangement is not authorized to begin until after all transactions under his earlier-commencing Rule 10b5-1 Trading Arrangement are completed or expired without execution.
−Removed: Fernandes’ second Rule 10b5-1 Trading Arrangement has a termination date of March 14, 2025 .
−Removed: The Rule 10b5-1 Trading Arrangements contain pricing conditions that preclude or limit the sale of shares below predetermined minimum prices.
−Removed: Each of the Rule 10b5-1 Trading Arrangements will terminate on the earlier of:
−Removed: (a) its respective termination date indicated above;
−Removed: (b) execution of all trades or expiration of all the orders relating to such trades under the Rule 10b5-1 Trading Arrangement;
−Removed: or (c) such date as the Rule 10b5-1 Trading Arrangement is otherwise terminated according to its terms.
+Added: During the Company’s fiscal quarter ended September 29, 2024, none of the Company’s directors or officers adopted , modified, or terminated a trading arrangement for the purchase or sale of the Company’s common stock that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 Trading Arrangement”) or a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).
Lam Research Corporation 2025 Q1 10-Q 36
Exhibit Number Description
−Removed: 10.1* Form of Restricted Stock Unit Agreement (U.S.
−Removed: Participants) - 2015 Stock Incentive Plan
−Removed: 10.2* Form of Restricted Stock Unit Agreement (International Participants) - 2015 Stock Incentive Plan
−Removed: 10.3* Form of Market-Based Performance Restricted Stock Unit Award Agreement (U.S.
−Removed: Participants) - 2015 Stock Incentive Plan
−Removed: 10.4* Form of Market-Based Performance Restricted Stock Unit Award Agreement (International Participants) - 2015 Stock Incentive Plan
31.1 Rule 13a-14(a)/15d-14(a) Certification (Principal Executive Officer)
9 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: __________________________________
−Removed: * Indicates management contract or compensatory plan or arrangement.
Lam Research Corporation 2025 Q1 10-Q 37
1 unchanged sentence
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: April 29, 2024 LAM RESEARCH CORPORATION
+Added: October 28, 2024 LAM RESEARCH CORPORATION
/s/ Douglas R.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.