Other Information.
−Removed: Exhibits required by Item 601 of Regulation S-K.
−Removed: Certificate of Incorporation, as amended**
−Removed: Form of 5% Original Issue Discount Convertible Promissory Note (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed with the SEC on October 10, 2023)
−Removed: Form of Subscription Agreement (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed with the SEC on October 10, 2023)
+Added: Insider Trading Plans
+Added: During the quarter ended March 31, 2024, no director
+Added: or Section 16 officer adopted , modified, or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading
+Added: arrangement” (in each case, as defined in Item 408(a) of Regulation S-K).
+Added: required by Item 601 of Regulation S-K:
+Added: Second Amendment to Stock Purchase Agreement, dated February 13, 2024, by and among Renovaro Inc., GEDi Cube Intl Ltd., the sellers party thereto and Yalla Yalla Ltd.
+Added: (incorporated by reference to Exhibit 2.1 to the Company’s Form 8-K filed with the SEC on February 14, 2024)
+Added: Certificate of Incorporation, as amended** (incorporated by reference to Exhibit 3.1 to the Company’s Form 10-Q filed with the SEC on February 14, 2024)
+Added: R egistration Rights Agreement (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed with the SEC on February 14, 2024)
+Added: Consulting Agreement, dated March 11, 2024, by and between Renovaro Inc.
+Added: and Tarsh PB Advisors LLC (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on March 13, 2024)
Certification of Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934
13 unchanged sentences
undersigned, thereunto duly authorized.
−Removed: February 14 , 2024
+Added: May 15 , 2024
RENOVARO INC.
2 unchanged sentences
(Principal Executive Officer)
−Removed: /s/ Luisa Puche
−Removed: Chief Financial Officer
+Added: /s/ Simon Tarsh
+Added: Interim Chief Financial Officer
(Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.