3 unchanged sentences
The risks associated with our business, common stock and other factors are those described in the Form 10-K for the year ended August 31, 2023 as filed with the SEC on November 20, 2023.
−Removed: Page 27 of 29
Exhibits, Financial Statement Schedules
−Removed: a) Financial Statements
+Added: Financial Statements
Financial statements for our Company are listed in the index under Item 1 of this document.
All financial statement schedules are omitted because they are not applicable, not material or the required information is shown in the financial statements or notes thereto.
+Added: Page 32 of 34
Exhibit Number
10 unchanged sentences
Instruments Defining the Rights of Security Holders
−Removed: Form of Warrant (Incorporated by reference to Exhibit 4.5 to the Registration Statement on Form S-1 filed with the SEC on April 28, 2023)
−Removed: Form of Warrant Agency Agreement (Incorporated by reference to Exhibit 10.9 to the Registration Statement on Form S-1 filed with the SEC on April 28, 2023)
+Added: Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K filed October 3, 2023)
+Added: Form of Private Placement Warrant (incorporated by reference to Exhibit 4.2 to our Current Report on Form 8-K filed October 3, 2023)
Material Contracts
−Removed: Form of Securities Purchase Agreement (Incorporated by reference to Exhibit 10.8 to the Registration Statement on Form S-1 filed with the SEC on April 28, 2023)
−Removed: Placement Agency Agreement (Filed on Form 8-K May 10, 2023 Exh.10.2)
−Removed: Work Order for Start-Up Activities with InClin, Inc.
+Added: Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed October 3, 2023)
+Added: Placement Agency Agreement with Maxim Group LLC dated September 28, 2023 (incorporated by reference to Exhibit 1.1 to our Current Report on Form 8-K filed October 3, 2023)
Rule 13(a) - 14 (a)/15(d) - 14(a)
20 unchanged sentences
(Principal Executive Officer)
−Removed: July 14, 2023
+Added: January 12, 2024
In accordance with the Exchange Act, this Report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
3 unchanged sentences
(Principal Executive Officer)
−Removed: July 14, 2023
+Added: January 12, 2024
/s/ Christopher Bunka
2 unchanged sentences
(Principal Financial and Accounting Officer)
−Removed: July 14, 2023
+Added: January 12, 2024
Page 34 of 34
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.