Other Information
−Removed: During the three months ended June 30, 2025, no directors or officers of the Company entered into, modified or terminated , contracts, instructions or written plans for the sale or purchase of Lazard securities that were intended to satisfy the affirmative defense conditions of Rule 10b5-1 or that constituted non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K of the Exchange Act).
+Added: On September 12, 2025 , Mary Ann Betsch , the Company’s Chief Financial Officer , adopted a trading plan for the sale of shares of the Company’s common stock, which is designed to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act.
+Added: The plan expires on March 31, 2026 .
+Added: The aggregate number of shares to be sold under the plan is 50% of the shares underlying equity awards that are scheduled to vest during the plan, representing up to approximately 15,152 shares of the Company’s stock.
+Added: During the three months ended September 30, 2025, no other director or officer of the Company entered into, modified or terminated , contracts, instructions or written plans for the sale or purchase of Lazard securities that were intended to satisfy the affirmative defense conditions of Rule 10b5-1 or that constituted non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K of the Exchange Act).
3.1 Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report (File No.
19 unchanged sentences
001-32492) filed on December 12, 2024).
+Added: 4.9 Twelfth Supplemental Indenture, dated as of August 1, 2025, among Lazard Group LLC, Lazard, Inc.
+Added: and The Bank of New York Mellon, as trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-32492) filed on August 1, 2025) .
4.10 Form of Senior Note (included in Exhibits 4.3 , 4.4 , 4.5 , 4.6 , 4.7 and 4.9 ).
48 unchanged sentences
001-32492) filed on May 26, 2023).
+Added: 10.16* Transition Agreement, dated September 7, 2025, by and between Evan L.
+Added: Russo and Lazard, Inc.
+Added: (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-32492) filed on September 8, 2025) .
10.17* Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Peter R.
39 unchanged sentences
001-32492) filed on April 30, 2025).
+Added: 10.32* Offer Letter, dated September 3, 2025, between Christopher Hogbin and Lazard, Inc.
+Added: (incorporated by reference to Exhibit 10.2 to the Registrants’s Current Report on Form 8-K (File No.
+Added: 001-32492) filed on September 8, 2025) .
+Added: 10.33* Letter Agreement regarding terms of Employment, dated September 3, 2025 between Christopher Hogbin and Lazard, Inc.
+Added: (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-32492) filed on September 8, 2025) .
10.34* Form of Award Letter for Annual Grant of Deferred Stock Units to Non-Executive Directors (incorporated by reference to Exhibit 99.1 to the Registrant’s Current Report on Form 8-K (File No.
41 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: July 25, 2025
+Added: October 27, 2025
/s/ Mary Ann Betsch
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.