Other Information.
−Removed: During the fiscal quarter ended June 30, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(c) of Regulation S-K.
−Removed: Form of May 2025 Pre-Funded Warrant (incorporated by reference to Exhibit 4.11 to the Company’s Registration Statement on Form S-1 (File No.
−Removed: 333-286889), filed with the SEC on May 1, 2025).
−Removed: Form of Series C/D Common Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed with the SEC on May 7, 2025).
−Removed: Form of May 2025 Placement Agent Warrant (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K, filed with the SEC on May 7, 2025).
−Removed: Form of May 2025 Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on May 7, 2025).
+Added: (c) During the fiscal quarter ended September 30, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(c) of Regulation S-K.
+Added: Amendment to Pasithea Therapeutics Corp.
+Added: 2023 Stock Incentive Plan.
+Added: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on September 3, 2025).
+Added: Amendment, effective as of October 1, 2025, to Consulting Agreement between Pasithea Therapeutics Corp.
+Added: Lawrence Steinman, dated November 13, 2023.
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
19 unchanged sentences
(Principal Executive Officer)
−Removed: August 14, 2025
+Added: November 13, 2025
/s/ Daniel Schneiderman
3 unchanged sentences
Principal Accounting Officer)
−Removed: August 14, 2025
+Added: November 13, 2025
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.