Other Information .
−Removed: During the three months ended September 30, 2024, the following trading arrangements were adopted or terminated by directors and officers of Jackson Financial.
−Removed: Any such contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
−Removed: NAME AND TITLE OF DIRECTOR OR OFFICER DATE OF TERMINATION OF TRADING ARRANGEMENT (1)
−Removed: DURATION OF TRADING ARRANGEMENT (1)
+Added: During the three months ended March 31, 2025, none of our Section 16 officers or JFI directors adopted or terminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "non-Rule 10b5-1 trading arrangement" (as defined in Section 408(c) of Regulations S-K).
+Added: However, on April 7, 2025, the trading arrangement described below terminated in accordance with its terms.
+Added: The arrangement was a written plan governing the sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
+Added: NAME AND TITLE OF DIRECTOR OR OFFICER DATE OF TERMINATION OF TRADING ARRANGEMENT DURATION OF TRADING ARRANGEMENT (1)
# OF AGGREGATE SHARES TO BE SOLD PURSUANT TO THE TRADING ARRANGEMENT
−Removed: Scott Romine , President and CEO of Jackson National Life Distributors LLC, and Executive Vice President of Jackson
−Removed: August 13, 2024 June 18, 2024 - September 30, 2024 22,000 shares of common stock
−Removed: Romine’s Rule 10b5-1 trading plan (the “Plan”) was scheduled to expire upon the earlier of September 30, 2024, or the sale of all shares subject
+Added: Smith, President and CEO of PPM America, Inc.
+Added: and Executive Vice President of Jackson
+Added: April 7, 2025 November 8, 2024 – April 14, 2025 32,154 shares of common stock
+Added: Smith’s Rule 10b5-1 trading plan (the “Plan”) was scheduled to expire upon the earlier of April 14, 2025, or the sale of all shares subject to the Plan.
The following documents are filed as exhibits hereto:
Number Description
−Removed: Form of 2024 Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc.
−Removed: and each of Craig Anderson and Don Cummings.
−Removed: Form of 2024 Notice of Award of Performance Share Units and 2024 Performance Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc.
−Removed: and each of Craig Anderson and Don Cummings.
+Added: Form of Notice of Award of Restricted Share Units and 2025 Restricted Share Unit Award Agreement between Jackson Financial Inc.
+Added: and each of Carrie L.
+Added: Chelko, Don W.
+Added: Cummings, Laura L.
+Added: Prieskorn, Scott E.
+Added: Romine and Craig D.
+Added: Form of Notice of Award of Performance Units and 2025 Performance Unit Award Agreement between Jackson Financial Inc.
+Added: and each of Carrie L.
+Added: Chelko, Don W.
+Added: Cummings, Laura L.
+Added: Prieskorn, Scott E.
+Added: Romine and Craig D.
+Added: 10.3*† Offer Letter Agreement, dated and signed April 7, 2025, by and between Christopher Raub and Jackson National Life Insurance Company.
31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
JACKSON FINANCIAL INC.
−Removed: November 6, 2024
Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.