Other Information .
−Removed: During the three months ended June 30, 2024, none of our Section 16 officers or directors adopted or terminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "non-Rule 10b5-1 trading arrangement" (as defined in Section 408(c) of Regulations S-K).
+Added: During the three months ended September 30, 2024, the following trading arrangements were adopted or terminated by directors and officers of Jackson Financial.
+Added: Any such contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
+Added: NAME AND TITLE OF DIRECTOR OR OFFICER DATE OF TERMINATION OF TRADING ARRANGEMENT (1)
+Added: DURATION OF TRADING ARRANGEMENT (1)
+Added: # OF AGGREGATE SHARES TO BE SOLD PURSUANT TO THE TRADING ARRANGEMENT
+Added: Scott Romine , President and CEO of Jackson National Life Distributors LLC, and Executive Vice President of Jackson
+Added: August 13, 2024 June 18, 2024 - September 30, 2024 22,000 shares of common stock
+Added: Romine’s Rule 10b5-1 trading plan (the “Plan”) was scheduled to expire upon the earlier of September 30, 2024, or the sale of all shares subject
The following documents are filed as exhibits hereto:
Number Description
−Removed: Fourth Amended and Restated Certificate of Incorporation of Jackson Financial Inc., incorporated by reference to Exhibit 3.3 to Jackson Financial Inc.’s Current Report on Form 8-K, dated May 23, 2024.
−Removed: Form of 2024 Notice of Award of Restricted Share Units and 2024 Director Restricted Share Unit Agreement (annual equity retainer) between Jackson Financial Inc.
−Removed: and each of Lily Fu Claffee, Gregory T.
−Removed: Durant, Steven A.
−Removed: Kandarian, Derek G.
−Removed: Kirkland, Drew Lawton, Martin J.
−Removed: Lippert, Russell G.
−Removed: Noles, and Esta E.
−Removed: Form of 2024 Notice of Award of Restricted Share Units and 2024 Director Restricted Share Units Agreement (annual equity in lieu of cash retainer) between Jackson Financial Inc.
−Removed: and each of Lily Fu Claffee, Derek G.
−Removed: Kirkland, Martin J.
−Removed: Lippert, Russell G.
−Removed: Noles, and Esta E.
−Removed: Offer Letter Agreement, dated and signed May 23, 2024, by and between Craig Anderson and Jackson National Life Insurance Company.
−Removed: Offer Letter Agreement, dated May 23, 2024 and signed May 24, 2024, by and between Don Cummings and Jackson National Life Insurance Company.
−Removed: Offer Letter Agreement, dated May 23, 2024 and signed May 28, 2024, by and between Marcia Wadsten and Jackson National Life Insurance Company.
+Added: Form of 2024 Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc.
+Added: and each of Craig Anderson and Don Cummings.
+Added: Form of 2024 Notice of Award of Performance Share Units and 2024 Performance Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc.
+Added: and each of Craig Anderson and Don Cummings.
31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
JACKSON FINANCIAL INC.
−Removed: August 7, 2024
+Added: November 6, 2024
Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.