Other Information .
−Removed: During the three months ended March 31, 2024 , the following trading plans were adopted or terminated by directors and officers of Jackson Financial.
−Removed: Any such contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
−Removed: NAME AND TITLE OF DIRECTOR OR OFFICER DATE OF ADOPTION OF TRADING ARRANGEMENT DURATION OF TRADING ARRANGEMENT (1)
−Removed: # OF AGGREGATE SHARES TO BE SOLD PURSUANT TO THE PLAN
−Removed: Scott Romine , President and CEO of Jackson National Life Distributors LLC, and Executive Vice President of Jackson
−Removed: March 19, 2024 June 18, 2024 - September 30, 2024 22,000 shares of common stock
−Removed: (1) In each case, a Rule 10b5-1 trading plan may also expire on such earlier date as all transactions under the Rule 10b5-1 trading plan are completed.
+Added: During the three months ended June 30, 2024, none of our Section 16 officers or directors adopted or terminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "non-Rule 10b5-1 trading arrangement" (as defined in Section 408(c) of Regulations S-K).
The following documents are filed as exhibits hereto:
Number Description
−Removed: Form of Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Award Agreement between Jackson Financial Inc.
−Removed: and each of Carrie L.
−Removed: Chelko, Laura L.
−Removed: Prieskorn, Scott E.
−Removed: Romine, Craig D.
−Removed: Smith and Marcia L.
−Removed: Form of Notice of Award of Performance Units and 2024 Performance Unit Award Agreement between Jackson Financial Inc.
−Removed: and each of Carrie L.
−Removed: Chelko, Laura L.
−Removed: Prieskorn, Scott E.
−Removed: Romine, Craig D.
−Removed: Smith and Marcia L.
−Removed: Notice of Award of Restricted Share Units Retention Award and 2024 Restricted Share Unit Award Agreement Retention Award between Jackson Financial Inc.
+Added: Fourth Amended and Restated Certificate of Incorporation of Jackson Financial Inc., incorporated by reference to Exhibit 3.3 to Jackson Financial Inc.’s Current Report on Form 8-K, dated May 23, 2024.
+Added: Form of 2024 Notice of Award of Restricted Share Units and 2024 Director Restricted Share Unit Agreement (annual equity retainer) between Jackson Financial Inc.
+Added: and each of Lily Fu Claffee, Gregory T.
+Added: Durant, Steven A.
+Added: Kandarian, Derek G.
+Added: Kirkland, Drew Lawton, Martin J.
+Added: Lippert, Russell G.
+Added: Noles, and Esta E.
+Added: Form of 2024 Notice of Award of Restricted Share Units and 2024 Director Restricted Share Units Agreement (annual equity in lieu of cash retainer) between Jackson Financial Inc.
+Added: and each of Lily Fu Claffee, Derek G.
+Added: Kirkland, Martin J.
+Added: Lippert, Russell G.
+Added: Noles, and Esta E.
+Added: Offer Letter Agreement, dated and signed May 23, 2024, by and between Craig Anderson and Jackson National Life Insurance Company.
+Added: Offer Letter Agreement, dated May 23, 2024 and signed May 24, 2024, by and between Don Cummings and Jackson National Life Insurance Company.
+Added: Offer Letter Agreement, dated May 23, 2024 and signed May 28, 2024, by and between Marcia Wadsten and Jackson National Life Insurance Company.
31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
JACKSON FINANCIAL INC.
−Removed: /s/ Marcia Wadsten
−Removed: Marcia Wadsten
+Added: August 7, 2024
Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.