Other Information .
−Removed: During the three months ended September 30, 2023, no directors or officers of Jackson Financial adopted or terminated any contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 trading arrangement”) or any “non-Rule 10b5-1 trading arrangement” as defined under the securities laws.
−Removed: We do not intend to respond in the future to this item if there are no such trading arrangements or plans adopted or terminated.
+Added: During the three months ended March 31, 2024 , the following trading plans were adopted or terminated by directors and officers of Jackson Financial.
+Added: Any such contract, instruction or written plan for the purchase or sale of Jackson Financial’s securities is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) as defined under the securities laws.
+Added: NAME AND TITLE OF DIRECTOR OR OFFICER DATE OF ADOPTION OF TRADING ARRANGEMENT DURATION OF TRADING ARRANGEMENT (1)
+Added: # OF AGGREGATE SHARES TO BE SOLD PURSUANT TO THE PLAN
+Added: Scott Romine , President and CEO of Jackson National Life Distributors LLC, and Executive Vice President of Jackson
+Added: March 19, 2024 June 18, 2024 - September 30, 2024 22,000 shares of common stock
+Added: (1) In each case, a Rule 10b5-1 trading plan may also expire on such earlier date as all transactions under the Rule 10b5-1 trading plan are completed.
The following documents are filed as exhibits hereto:
Number Description
−Removed: Notice of Award of Restricted Share Units and 2023 Restricted Share Unit Award Agreement (Mid-Cycle) between Jackson Financial Inc.
−Removed: and Christopher Raub.
−Removed: Notice of Award of Performance Units and 2023 Performance Unit Award Agreement (Mid-Cycle) between Jackson Financial Inc.
−Removed: and Christopher Raub.
+Added: Form of Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Award Agreement between Jackson Financial Inc.
+Added: and each of Carrie L.
+Added: Chelko, Laura L.
+Added: Prieskorn, Scott E.
+Added: Romine, Craig D.
+Added: Smith and Marcia L.
+Added: Form of Notice of Award of Performance Units and 2024 Performance Unit Award Agreement between Jackson Financial Inc.
+Added: and each of Carrie L.
+Added: Chelko, Laura L.
+Added: Prieskorn, Scott E.
+Added: Romine, Craig D.
+Added: Smith and Marcia L.
+Added: Notice of Award of Restricted Share Units Retention Award and 2024 Restricted Share Unit Award Agreement Retention Award between Jackson Financial Inc.
31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
JACKSON FINANCIAL INC.
−Removed: November 8, 2023
/s/ Marcia Wadsten
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.