Other Information .
+Added: On June 13, 2023 , Craig D.
+Added: Smith , President and CEO of PPM America Inc., and an executive officer of Jackson Financial, terminated a Rule 10b5-1 trading arrangement he adopted on March 13, 2023 (the “Plan”).
+Added: The Plan provided for the sale of up to 23,894 shares of the Company’s common stock and was scheduled to expire upon the earlier of March 1, 2024 or the sale of all shares subject to the Plan.
The following documents are filed as exhibits hereto:
Number Description
−Removed: Certificate of Designations with respect to the Series A Preferred Stock of the Company, dated March 10, 2023, incorporated by reference to Exhibit 3.1 of Jackson Financial Inc.’s Current Report on Form 8-K, dated March 10, 2023.
−Removed: Deposit Agreement, dated as of March 13, 2023, among the Company, Equiniti Trust Company, as a depositary, and the holders from time to time of the depositary receipts described therein, incorporated by reference to Exhibit 4.1 of Jackson Financial Inc.’s Current Report on Form 8-K, dated March 10, 2023.
−Removed: Form of Depository Receipt between Jackson Financial Inc.
−Removed: and Equiniti Trust Company dated as of March 13, 2023, incorporated by reference to Exhibit 4.2 of Jackson Financial Inc.’s Current Report on Form 8-K, dated March 10, 2023.
−Removed: Notice and 202 3 Restricted Share Unit Award Agreement, between Jackson Financial Inc.
−Removed: Form of Notice of, and 2023, Restricted Share Unit Award Agreement, between Jackson Financial Inc.
−Removed: and each of Laura L.
−Removed: Prieskorn, Scott E.
−Removed: Romine, Craig D.
−Removed: Smith and Marcia L.
−Removed: Wadsten, incorporated by reference to Exhibit 10.14 of Jackson National Life Insurance Company’s Pre-Effective Amendment No.
−Removed: 1 to its Registrations Statement under the Securities Act of 1933 on Form S-1, dated April 1 7 , 2023.
−Removed: Form of Notice of, and 2023, Performance Share Unit Award Agreement, between Jackson Financial Inc.
−Removed: and each of Laura L.
−Removed: Prieskorn, Scott E.
−Removed: Romine, Craig D.
−Removed: Smith and Marcia L.
−Removed: Wadsten, incorporated by reference to Exhibit 10.15 of Jackson National Life Insurance Company’s Pre-Effective Amendment No.
−Removed: 1 to its Registrations Statement under the Securities Act of 1933 on Form S-1, dated April 1 7 , 2023.
−Removed: Offer Letter Agreement, dated as of October 19, 2020, by and between Craig D.
−Removed: Smith and PPM America, Inc., incorporated by reference to Exhibit 10.21 of Jackson National Life Insurance Company’s Pre-Effective Amendment No.
−Removed: 1 to its Registrations Statement under the Securities Act of 1933 on Form S-1, dated April 1 7 , 2023.
−Removed: Uncommitted Money Market Line of Credit Agreement, dated as of April 6, 2023 by and among Jackson Financial Inc., Jackson National Life Insurance Company and SOCIÉTÉ GÉNÉRALE.
+Added: Form of 2023 Notice of Award of Restricted Share Units and 2023 Director Restricted Share Unit Agreement (annual equity retainer) between Jackson Financial Inc.
+Added: and each of Lily Fu Claffee, Gregory T.
+Added: Durant, Steven A.
+Added: Kandarian, Derek G.
+Added: Kirkland, Drew Lawton, Martin J.
+Added: Lippert, Russell G.
+Added: Noles, and Esta E.
+Added: Form of 2023 Notice of Award of Restricted Share Units and 2023 Director Restricted Share Units Agreement (annual equity in lieu of cash retainer) between Jackson Financial Inc.
+Added: and each of Lily Fu Claffee, Martin J.
+Added: Lippert and Esta E.
31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
JACKSON FINANCIAL INC.
+Added: August 8, 2023
/s/ Marcia Wadsten
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.