1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the six months ended June 30, 2025, none of our directors or officers, or the Company, adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”
+Added: During the nine months ended September 30, 2025, none of our directors or officers, or the Company, adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”
Incorporated by Reference from Filings as Noted Below (Unless
20 unchanged sentences
June 24, 2025
−Removed: Third Amendment to Supplement to Loan and Security Agreement, dated as of May 30, 2025, by and among Eyenovia, Inc., Avenue Capital Management II, L.P., Avenue Venture Opportunities Fund, L.P.
−Removed: and Avenue Venture Opportunities Fund II, L.P.
−Removed: Fourth Amendment to Supplement to Loan and Security Agreement, dated as of June 17, 2025, by and among Eyenovia, Inc., Avenue Capital Management II, L.P., Avenue Venture Opportunities Fund, L.P.
−Removed: and Avenue Venture Opportunities Fund II, L.P.
−Removed: June 24, 2025
−Removed: Form of Securities Purchase Agreement, dated June 17, 2025
−Removed: June 24, 2025
−Removed: Form of Registration Rights Agreement, dated June 17, 2025
−Removed: June 24, 2025
−Removed: Executive Employment Agreement by and between Eyenovia, Inc.
−Removed: and Hyunsu Jung, dated June 17, 2025
−Removed: June 24, 2025
−Removed: Amended and Restated Employment Agreement by and between Eyenovia, Inc.
−Removed: and Michael Rowe, dated as of June 17, 2025
−Removed: June 24, 2025
−Removed: Separation and Release Agreement by and between the Company and Bren Kern, dated July 1, 2025
−Removed: Amended and Restated Non-Employee Director Compensation Policy
+Added: Employment Agreement by and between the Company and David Knox, dated September 8.
+Added: September 29, 2025
+Added: Amendment No.
+Added: 1 to the Amended and Restated Sales Agreement by and between the Company and Chardan Capital Markets, LLC, dated September 24, 2025
+Added: September 24, 2025
+Added: Inducement Restricted Stock Unit Award Agreement between the Company and David Knox, dated September 29, 2025
Filed herewith
−Removed: Certification of the Principal Executive Officer and Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed herewith
+Added: Certification of the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Filed herewith
Certification of the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
21 unchanged sentences
HYPERION DEFI, INC.
−Removed: August 13, 2025
−Removed: /s/ Michael Rowe
−Removed: Chief Executive Officer
+Added: November 13, 2025
+Added: /s/ Hyunsu Jung
+Added: Interim Chief Executive Officer
(Principal Executive Officer)
+Added: November 13, 2025
+Added: /s/ David Knox
+Added: Chief Financial Officer
+Added: (Principal Executive Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.