1 unchanged sentence
(b) There have been no material changes to the
−Removed: procedures by which security holders may recommend nominees to the Company’s Board of Directors since the Company last provided
−Removed: disclosure in response to the requirements of Item 407(c)(3) of Regulation S-K.
−Removed: (c) During the quarter ended March 31, 2025, no
+Added: procedures by which security holders may recommend nominees to our Board of Directors since we last provided disclosure in response to
+Added: the requirements of Item 407(c)(3) of Regulation S-K.
+Added: (c) During the quarter ended June 30, 2025, no
director or officer of the Company adopted or terminated a contract, instruction or written plan for the purchase or sale of securities
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Description of Document
+Added: HeartCore Enterprises, Inc.
+Added: Certificate of Designations of Preferences and Rights of Series A Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 to Amendment No.
+Added: 1 to the Company’s Current Report on Form 8-K/A filed on July 7, 2025).
+Added: Consulting and Services Agreement, dated as of May 30, 2025, by and between the registrant and tmsuk Co.
+Added: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 3, 2025).
+Added: OEM Sales Agreement, dated as of June 23, 2025, by and between HeartCore Co., Ltd.
+Added: and Silver Egg Technology CO., Ltd.
+Added: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 30, 2025).
+Added: Purchase Agreement, dated June 30, 2025, by and between HeartCore Enterprises Inc.
+Added: and Crom Structured Opportunities Fund I, LP
+Added: (incorporated by reference to Exhibit 10.1 to Amendment No.
+Added: 1 to the Company’s Current Report on Form 8-K/A filed on July 7,
+Added: Registration Rights Agreement for Advance Shares, dated June 30, 2025, by and between HeartCore Enterprises Inc.
+Added: and Crom Structured Opportunities Fund I, LP (incorporated by reference to Exhibit 10.2 to Amendment No.
+Added: 1 to the Company’s Current Report on Form 8-K/A filed on July 7, 2025).
+Added: Securities Purchase Agreement, dated June 30, 2025, by and between HeartCore Enterprises Inc.
+Added: and Crom Structured Opportunities Fund I, LP (incorporated by reference to Exhibit 10.3 to Amendment No.
+Added: 1 to the Company’s Current Report on Form 8-K/A filed on July 7, 2025).
+Added: Registration Rights Agreement for Conversion Shares, dated June 30, 2025 by and between HeartCore Enterprises Inc.
+Added: and Crom Structured Opportunities Fund I, LP (incorporated by reference to Exhibit 10.4 to Amendment No.
+Added: 1 to the Company’s Current Report on Form 8-K/A filed on July 7, 2025).
Rule 13a-14(a) Certification of Principal Executive Officer.
11 unchanged sentences
Furnished herewith.
−Removed: Management contracts and compensation plans and arrangements.
Pursuant to the requirements of the Securities
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HEARTCORE ENTERPRISES, INC.
+Added: August 13, 2025
/s/ Sumitaka Yamamoto
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Chief Executive Officer and President (principal executive officer)
+Added: August 13, 2025
/s/ Qizhi Gao
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.