OTHER INFORMATION
−Removed: During the three months ended June 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: During the three months ended September 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
HIGHPEAK ENERGY, INC.
17 unchanged sentences
001-39464) filed with the SEC on August 4, 2025).
+Added: HighPeak Energy, Inc.
+Added: Change in Control Plan and Summary Plan Description (incorporated by reference to Exhibit 10.1 to the Company ’ s Current Report on Form 8-K (File No.
+Added: 001-39464) filed with the SEC on September 15, 2025).
+Added: Separation Agreement and General Release of Claims by and between the Company and Jack Hightower, effective September 15, 2025 (incorporated by reference to Exhibit 10.1 to the Company’ s Current Report on Form 8-K (File No.
+Added: 001-39464) filed with the SEC on September 16, 2025).
Certification of the Company ’ s Chief Executive Officer Pursuant to Section 302 of the Sarbanes Oxley Act of 2002 (18 U.S.C.
15 unchanged sentences
Furnished herewith.
+Added: Management contract or compensatory plan or agreement.
HIGHPEAK ENERGY, INC.
1 unchanged sentence
HIGHPEAK ENERGY, INC.
−Removed: August 11, 2025
+Added: November 5, 2025
/s/ Steven Tholen
1 unchanged sentence
Chief Financial Officer
−Removed: August 11, 2025
+Added: November 5, 2025
/s/ Keith Forbes
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.