Other Information
−Removed: (c) On June 18, 2024 , Mr.
−Removed: Owen Kratz , the President and Chief Executive Officer of Helix, adopted an individual stock trading plan for the sale of Helix’s common stock (the “Rule 10b5-1 Sales Plan”) pursuant to the requirements of Exchange Act Rule 10b5-1.
−Removed: Kratz’s Rule 10b5-1 Sales Plan, which has a term of one year beginning September 17, 2024, provides for the sale of up to 684,754 shares of common stock pursuant to the terms of the Rule 10b5-1 Sales Plan.
−Removed: During the three-month period ended June 30, 2024, no other director or “officer” of Helix adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: (c) During the three-month period ended September 30, 2024, no director or “officer” of Helix adopted or terminated a “Rule 10 b5-1 trading arrangement” or “non-Rule 10 b5-1 trading arrangement,” as each term is defined in Item 408 (a) of Regulation S-K.
Exhibit Number
4 unchanged sentences
Exhibit 3.1 to the Current Report on Form 8-K filed on September 28, 2006 (001-32936)
−Removed: 2005 Long Term Incentive Plan of Helix Energy Solutions Group, Inc., as Amended and Restated Effective May 15, 2024.
−Removed: Annex A to the Definitive Proxy Statement filed on April 3, 2024 (001-32936)
+Added: Amendment No.
+Added: 4, dated as of August 2, 2024, to Loan, Security and Guaranty Agreement dated as of September 30, 2021, among Helix Energy Solutions Group, Inc., Helix Well Ops Inc., Helix Robotics Solutions, Inc., Deepwater Abandonment Alternatives, Inc., Alliance Offshore, L.L.C., Triton Diving Services, LLC, Alliance Energy Services, LLC, Helix Well Ops (U.K.) Limited and Helix Robotics Solutions Limited as borrowers, the guarantors party thereto, the lenders party thereto, and Bank of America, N.A., as agent and security trustee for the lenders, as previously amended .
+Added: Exhibit 4.1 to the Current Report on Form 8-K filed on August 2, 2024 (001-32936)
Certification Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 by Owen Kratz, Chief Executive Officer.
20 unchanged sentences
HELIX ENERGY SOLUTIONS GROUP, INC.
−Removed: July 25, 2024
+Added: October 24, 2024
/s/ Owen Kratz
1 unchanged sentence
(Principal Executive Officer)
−Removed: July 25, 2024
+Added: October 24, 2024
/s/ Erik Staffeldt
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.