UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
−Removed: Unregistered Sales of Equity Securities
−Removed: On July 6, 2021, we issued an aggregate of 31,768 shares of Class A common stock in exchange for an equivalent number of shares of Class B common stock and Common Units of the Operating Company pursuant to the terms of our Charter and the Operating Agreement.
−Removed: These shares were issued in reliance on an exemption from registration pursuant to Section 4(a)(2) of the Securities Act of 1933.
−Removed: Exhibit Number Description
−Removed: Amended and Restated Certificate of Incorporation of Greenlane Holdings, Inc.
−Removed: Second Amended and Restated By-Laws of Greenlane Holdings, Inc.
−Removed: (Incorporated by reference to Exhibit 3.2 to Greenlane’s Current Report on Form 8-K, filed April 25, 2019).
−Removed: Form of Standard Warrant (Incorporated by reference to Exhibit 4.1 to Greenlane's Current Report on Form 8-K, filed August 10, 2021).
−Removed: Form of Pre-Funded Warrant (Incorporated by reference to Exhibit 4.2 to Greenlane's Current Report on Form 8-K, filed August 10, 2021).
−Removed: Form of Stock Option Assumption Notice - KushCo Options (Incorporated by reference to Exhibit 99.2 to Greenlane's Registration Statement on Form S-8, filed August 31, 2021).
−Removed: Form of Assumed June 12, 2018 KushCo Warrant, dated as of August 31, 2021.
−Removed: Form of Assumed January 18, 2019 KushCo Warrant.
−Removed: dated as of August 31, 2021.
−Removed: Form of Assumed August 21, 2019 KushCo Warrant, dated as of August 31, 2021.
−Removed: Form of Assumed September 30, 2019 KushCo Warrant, dated as of August 31, 2021.
−Removed: Form of Assumed February 10, 2020 KushCo Warrant, dated as of August 31, 2021.
−Removed: Form of Assumed February 24, 2021 KushCo Warrant, dated as of August 31, 2021.
−Removed: Form of Securities Purchase Agreement, dated August 9, 2021 (Incorporated by reference to Exhibit 10.1 to Greenlane's Current Report on Form 8-K, filed August 10, 2021).
−Removed: Placement Agency Agreement, dated August 9, 2021 (Incorporated by reference to Exhibit 10.2 to Greenlane's Current Report on Form 8-K, filed August 10, 2021).
−Removed: Amended and Restated Greenlane Holdings, Inc.
−Removed: 2019 Equity Incentive Plan (Incorporated by reference to Exhibit 10.1 to Greenlane's Current Report on Form 8-K, filed August 26, 2021).
−Removed: KushCo Holdings, Inc.
−Removed: 2016 Stock Incentive Plan, as amended (Incorporated by reference to Exhibit 10.7 to KushCo's Quarterly Report on Form 10-Q (File No.
−Removed: 000-55418), filed April 15, 2019).
−Removed: Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of the Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Chief Executive Officer and Principal Financial and Accounting Officer pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101* The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, were formatted in Inline XBRL (Extensible Business Reporting Language):
−Removed: (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations and Comprehensive Loss, (iii) Condensed Consolidated Statements of Stockholders’ Equity, and (iv) Condensed Consolidated Statements of Cash Flows.
−Removed: The instance document does not appear in the Interactive Data File because its XBRL tags are imbedded within the Inline XBRL document.
−Removed: 104* Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL.
−Removed: * Filed herewith.
−Removed: ** This certification is deemed not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: GREENLANE HOLDINGS, INC.
−Removed: November 15, 2021 By:
−Removed: /s/ William Mote
−Removed: Chief Financial Officer
+Added: On March 25, 2022, we issued an aggregate of 8,577 shares of Class A common stock in exchange for an equivalent number of shares of Class B common stock and Common Units of the Operating Company pursuant to the terms of our Amended and Restated Certificate of Incorporation and the Operating Company's Third Amended and Restated Operating Agreement.
+Added: These shares were issued in reliance on an exemption from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.