30 unchanged sentences
Item 13, Certain Relationships and Related Transactions, and Director Independence ;
−Removed: and Item 14, Principal Accountant Fees and Services , will be included in and is incorporated by reference to Griffon’s definitive proxy statement in connection with its Annual Meeting of Stockholders scheduled to be held in March 2025, to be filed with the Securities and Exchange Commission within 120 days following the end of Griffon’s fiscal year ended September 30, 2024.
+Added: and Item 14, Principal Accountant Fees and Services , will be included in and is incorporated by reference to Griffon’s definitive proxy statement in connection with its Annual Meeting of Stockholders scheduled to be held in February 2026, to be filed with the Securities and Exchange Commission within 120 days following the end of Griffon’s fiscal year ended September 30, 2025.
Information required by Part III, Item 10, relating to the executive officers of the Registrant, appears under Item 1 of this report.
15 unchanged sentences
Share Purchase Agreement by and among TTM Technologies, Inc., Exphonics, Inc.
−Removed: and Griffon Corporation, dated as of April 18, 2022 (incorporated by reference to Exhibit 2.1 to Current Report on Form 8-K filed April 21, 2022 (Commission File No.
+Added: and Griffon Corporation, dated as of April 18, 2022 (Exhibit 2.1 to Current Report on Form 8-K filed April 21, 2022 (Commission File No.
2.3 First Amendment to Share Purchase Agreement, dated as of June 11, 2022, to that certain Share Purchase Agreement, dated as of April 18, 2022, by and among TTM Technologies, Inc., Exphonics, Inc.
2 unchanged sentences
and Griffon Corporation (Exhibit 2.3 of Quarterly Report to Form 10-Q for the quarter ended June 30, 2022 (Commission File No.
−Removed: 3.1 Restated Certificate of Incorporation, as amended (Exhibit 3.1 of Annual Report on Form 10-K for the year ended September 30, 1995 (Commission File No.
−Removed: 1-06620) , Exhibit 3.1 of Quarterly Report to Form 10-Q for the quarter ended March 31, 2008 (Commission File No.
−Removed: 1-06620), and Exhibit 3.1 of Current Report to Form 8-K dated February 18, 2022 (Commission File No.
−Removed: 3.2 Amended and Restated By-laws, as amended (Exhibit 3.1 of Quarterly Report to Form 10-Q for the quarter ended March 31, 2013 (Commission File No.
−Removed: 1-06620), Exhibit 3.2 of Current Report to Form 8-K dated February 18, 2022 (Commission File No.
−Removed: 1-06620), and Exhibit 3.1 of Current Report to Form 8-K dated October 6, 2022 (Commission File No.
−Removed: 4.1 Specimen Certificate for Shares of Common Stock of Registrant (Exhibit 4.3 to Registration Statement on Form S-3 Registration Statement No.
−Removed: 333-109171 (Commission File No.
+Added: 3.1 Restated Certificate of Incorporation, as amended (Exhibit 3.1 to Annual Report on Form 10-K for the year ended September 30, 1995 (Commission File No.
+Added: 1-06620) , Exhibit 3.1 to Quarterly Report to Form 10-Q for the quarter ended March 31, 2008 (Commission File No.
+Added: 1-06620), Exhibit 3.1 to Current Report to Form 8-K dated February 18, 2022 (Commission File No.
+Added: 1-06620) , and Exhibit 3.1 to Current R eport to Form 8-K dated March 13, 2025 (Commission File No .
+Added: 3.2 Amended and Restated By-laws, as amended (Exhibit 3.1 to Quarterly Report to Form 10-Q for the quarter ended March 31, 2013 (Commission File No.
+Added: 1-06620), Exhibit 3.2 to Current Report to Form 8-K dated February 18, 2022 (Commission File No.
+Added: 1-06620), Exhibit 3.1 to Current Report to Form 8-K dated October 6, 2022 (Commission File No.
+Added: 1-06620) , and Exhibit 3.
+Added: 2 to Current Report on Form 8-K dated March 13, 2025 (Commission File No.
+Added: 4.1 Specimen Certificate for Shares of Common Stock of Registrant (Exhibit 4.3 to Registration Statement on Form S-3 (Commission File No.
+Added: 333-109171)).
4.2 Indenture, dated as of February 19, 2020, among Griffon Corporation, the Guarantors named on the signature pages thereto and Wells Fargo Bank, National Association, as Trustee (Exhibit 4.1 to Current Report on Form 8-K dated February 20, 2020 (Commission File No.
−Removed: 4.3 Description of Registrant’s Securities.
−Removed: (Exhibit 4.6 of Annual Report to Form 10-K for the year ended September 30, 2020 (Commission File No.
+Added: 4.3 Description of Registrant’s Securities (Exhibit 4.6 of Annual Report to Form 10-K for the year ended September 30, 2020 (Commission File No.
10.1(b) Employment Agreement dated as of July 1, 2001 between the Registrant and Robert Balemian (Exhibit 10.2 of Current Report to Form 8-K file May 18, 2001 (Commission File No.
3 unchanged sentences
1 to the Amended and Restated Supplemental Executive Retirement Plan dated August 3, 2007 (Exhibit 10.3 to Current Report on Form 8-K filed August 6, 2007 (Commission File No.
−Removed: 10.5(b) Amended and Restated Employ ment Agreement made as of May 8, 2024 by and between Griffon Corporation and Ronald J.
+Added: 10.5(b) Amended and Restated Employment Agreement made as of May 8, 2024 by and between Griffon Corporation and Ronald J.
(Exhibit 10.3 to Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 (Commission File No 1-06620)).
1 unchanged sentence
Kaplan (Exhibit 10.1 to Quarterly Report on Form 10-Q for the quarter ended June 30, 2010 (Commission File No.
−Removed: Amended and Restated Severance Agreement made a s of May 8, 2024 by and between Griffon Corporation and Seth L.
+Added: Amended and Restated Severance Agreement made as of May 8, 2024 by and between Griffon Corporation and Seth L.
Kaplan (Exhibit 10.6 to Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 (Commission File No 1-06620)).
−Removed: A mended and Restated Emp loyment Agreement made as of May 8, 2024 by and between Griffon Co rporation and Robert F.
+Added: Amended and Restated Employment Agreement made as of May 8, 2024 by and between Griffon Corporation and Robert F.
Mehmel (Exhibit 10.4 to Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 (Commission File No 1-06620)).
1 unchanged sentence
Harris (Exhibit 10.5 to Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 (Commission File No 1-06620)).
−Removed: 10.10(a)(b) Offer Letter, dated November 13, 2024, b etween the Company and Brian G.
+Added: Offer Letter, dated November 13, 2024, between the Company and Brian G.
+Added: ( Exhibit 10.10 to Ann ual Report on Form 10-K for the year ended September 30, 2024 (Commission File No.
10.11(b) Griffon Corporation 2016 Equity Incentive Plan (Exhibit A to Proxy Statement relating to the 2016 Annual Meeting of Shareholders, filed with the Securities and Exchange Commission on December 17, 2015 (Commission File No.
5 unchanged sentences
Amendment No.
−Removed: 1 to the Griffon Corporat ion Amended and R estated 2016 Equity In centive Plan, dates as of March 20, 2 024 (inco r p orated by reference to A ppendix B to the Registrant's Proxy Statement relating to the 2024 Annual Meeting of Shareholders, filed with the Securities and Exchange Commission on January 2 9, 2024 (Com m ission File No .
+Added: 1 to the Griffon Corporation Amended and Restated 2016 Equity Incentive Plan, date d as of March 20, 2024 ( Appendix B to the Registrant's Proxy Statement relating to the 2024 Annual Meeting of Shareholders, filed with the Securities and Exchange Commission on January 29, 2024 (Commission File No.
10.16(b) Amendment No.
5 unchanged sentences
10.20 First Amendment to Fifth Amended and Restated Credit Agreement, dated as of August 1, 2023, to that certain Fifth Amended and Restated Credit Agreement, dated as of January 24, 2022, among Griffon Corporation, the several banks and other financial institutions or entities from time to time parties thereto, Bank of America, N.A., as administrative agent, and the other agents party thereto (Exhibit 10.1 to Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 (Commission File No.
−Removed: 10.21 Second Amendment to Fifth Amended and Restated Credit Agreement, dated as of June 26, 2022, by and among Griffon Corporation, Bank of America, N.A., as administrative agent, and the several banks and other financial institutions or entities from time to time parties thereto, dated June 26, 2024 (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed June 26, 2024 (Commission File No.
+Added: 10.21 Second Amendment to Fifth Amended and Restated Credit Agreement, dated as of June 26, 2022, by and among Griffon Corporation, Bank of America, N.A., as administrative agent, and the several banks and other financial institutions or entities from time to time parties thereto, dated June 26, 2024 (Exhibit 10.1 to Current Report on Form 8-K filed June 26, 2024 (Commission File No.
10.22 Guarantee and Collateral Agreement, dated as of March 18, 2011, by Griffon Corporation and certain of its subsidiaries in favor of JPMorgan Chase Bank, N.A., as administrative agent (Exhibit 99.3 to the Current Report on Form 8-K filed March 18, 2011 (Commission File No.
2 unchanged sentences
(Exhibit 99.2 to Quarterly Report on Form 10-Q for the quarter ended June 30, 2017 (Commission File No.
−Removed: Cooperation Agreement, dated as of January 8, 2023, by and among Voss Value Master Fund, L.P., Voss Value-Oriented Special Situations Fund, L.P., Voss Advisors GP, LLC, Voss Capital, LLC and Griffon Corporation (Exhibit 10.1 to Current Report on Form 8-K filed January 9, 2023 (Commission File No.
Stock Purchase and Cooperation Agreement, dated February 20, 2024, by and among Griffon Corporation, Travis W.
Cocke, Voss Value Master Fund, L.P., Voss Value-Oriented Special Situations Fund, L.P.
−Removed: and four separately managed accounts of which Voss Capital, LLC is the investment manager, the names of which are set forth on Schedule I thereto (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed February 20, 2024 (Commission File No.
+Added: and four separately managed accounts of which Voss Capital, LLC is the investment manager, the names of which are set forth on Schedule I thereto ( Exhibit 10.1 to Current Report on Form 8-K filed February 20, 2024 (Commission File No.
+Added: Griffon Corporation 2025 Retiree Medical Plan.
14.1 Code of Business Conduct and Ethics (Exhibit 14.1 to Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 (Commission File No.
−Removed: I nsider Trading Policy
+Added: Insider Trading Policy (Exhibit 19.1 to Annual Report on Form 10-K for the year ended September 30, 2024 (Commission File No.
21(a) Subsidiaries of the Registrant
17 unchanged sentences
(d) In accordance with Regulation S-T, the XBRL-related information in Exhibit 101 to this Annual Report on Form 10-K shall be deemed to be “furnished” and not “filed.”
−Removed: Form 10-K Summary.
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, Griffon has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 19th day of November 2025.
16 unchanged sentences
Johnson Director
−Removed: /s/ Victor Eugene Renuart Director
−Removed: Victor Eugene Renuart
Sight Director
7 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.