1 unchanged sentence
Item 6 Exhibits
−Removed: Share Purchase Agreement by and among TTM Technologies, Inc., Exphonics, Inc.
−Removed: and Griffon Corporation, dated as of April 18, 2022 (incorporated by reference to Exhibit 2.1 of Current Report on Form 8-K filed April 21, 2022 (Commission File No.
−Removed: First Amendment to Share Purchase Agreement, dated as of June 11, 2022, to that certain Share Purchase Agreement, dated as of April 18, 2022, by and among TTM Technologies, Inc., Exphonics, Inc.
−Removed: and Griffon Corporation.
−Removed: 2.3* Letter Agreement, dated as of June 11, 2022, modifying that certain Share Purchase Agreement, dated as of April 18, 2022, by and among TTM Technologies, Inc., Exphonics, Inc.
−Removed: and Griffon Corporation.
+Added: 3.2 Amended and Restated By-laws, as amended (Exhibit 3.1 of Quarterly Report on Form 10-Q for the quarter ended March 31, 2013 (Commission File No.
+Added: 1-06620), Exhibit 3.2 of Current Report on Form 8-K dated February 18, 2022 (Commission File No.
+Added: 1-06620) , and Exhibit 3.1 of Current Report on Form 8-K dated October 6, 2022 (Commission File No.
10.1* Amendment No.
−Removed: 3 to Employment Agreement, dated March 16, 2008, by and between Griffon Corporation and Ronald J.
−Removed: Kramer, made as of April 28, 2022 (incorporated by reference to Exhibit 10.4 of Quarterly Report on Form 10-Q for the quarter ended March 31, 2022).
+Added: 4 to Employment Agreement made as of November 14, 2022 by and between Griffon Corporation and Ronald J.
+Added: Kramer (Exhibit 10.9 to Annual Report on Form 10-K dated November 17, 2022 (Commission File No.
10.2* Amendment No.
−Removed: 1 to Severance Agreement, dated July 30, 2015, by and between Griffon Corporation and Brian G.
−Removed: Harris, made as of April 28, 2022 (incorporated by reference to Exhibit 10.5 of Quarterly Report on Form 10-Q for the quarter ended March 31, 2022).
+Added: 1 to Employment Agreement made as of November 14, 2022 by and between Griffon Corporation and Robert F.
+Added: Mehmel (Exhibit 10.15 to Annual Report on Form 10-K dated November 17, 2022 (Commission File No.
10.3* Amendment No.
−Removed: 1 to Severance Agreement, dated April 27, 2010, by and between Griffon Corporation and Seth L.
−Removed: Kaplan, made as of April 28, 2022 (incorporated by reference to Exhibit 10.6 of Quarterly Report on Form 10-Q for the quarter ended March 31, 2022).
+Added: 2 to Severance Agreement made as of November 14, 2022 by and between Griffon Corporation and Brian G.
+Added: Harris (Exhibit 10.19 to Annual Report on Form 10-K dated November 17, 2022 (Commission File No.
+Added: 10.4* Amendment No.
+Added: 2 to Severance Agreement made as of November 14, 2022 by and between Griffon Corporation and Seth L.
+Added: Kaplan (Exhibit 10.13 to Annual Report on Form 10-K dated November 17, 2022 (Commission File No.
+Added: 10.5 Cooperation Agreement, dated as of January 8, 2023, by and among Voss Value Master Fund, L.P., Voss Value-Oriented Special Situations Fund, L.P., Voss Advisors GP, LLC, Voss Capital, LLC and Griffon Corporation (incorporated by reference to Exhibit 10.1 of Current Report on Form 8-K filed January 9, 2023).
31.1 Certification pursuant to Rule 13a-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
8 unchanged sentences
101.PRE XBRL Taxonomy Extension Presentations Document
−Removed: * The registrant has omitted schedules and similar attachments to the subject agreement pursuant to Item 601(b)(2) of Regulation S-K.
−Removed: The registrant will furnish a copy of any omitted schedule or similar attachment to the Securities and Exchange Commission upon request.
* Indicates a management contract or compensatory plan or arrangement.
7 unchanged sentences
(Principal Accounting Officer)
−Removed: August 3, 2022
+Added: January 31, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.