Controls and Procedures
−Removed: Disclosure controls and procedures — Our management, with the participation of our Chief Executive Officer an d Interim Chief Financial Officer, has evaluated the effectiveness of our disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 13d-15(e)), and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) at the end of the period covered by this report.
−Removed: Based on such evaluation of our disclosure controls and procedures, our Chief Executive Officer and Interim Chief Financial Officer have concluded that, at the end of such period, our disclosure controls and procedures were effective to ensure that information required to be disclosed by us in reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms and is accumulated and communicated to our management, including our Chief Executive Officer and Interim Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure.
+Added: Disclosure controls and procedures — Our management, with the participation of our Chief Executive Officer an d Chief Financial Officer, has evaluated the effectiveness of our disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 13d-15(e)), and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) at the end of the period covered by this report.
+Added: Based on such evaluation of our disclosure controls and procedures, our Chief Executive Officer and Chief Financial Officer have concluded that, at the end of such period, our disclosure controls and procedures were effective to ensure that information required to be disclosed by us in reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms and is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure.
Report of management on internal control over financial reporting — Our management is responsible for establishing and maintaining adequate internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for Green Dot Corporation.
−Removed: Our management, with the participation of our Chief Executive Officer and Interim Chief Financial Officer, has conducted an evaluation of the effectiveness of our internal control over financial reporting as of December 31, 2020, based on criteria established in Internal Control - Integrated Framework by the Committee of Sponsoring Organizations of the Treadway Commission (2013 framework).
+Added: Our management, with the participation of our Chief Executive Officer and Chief Financial Officer, has conducted an evaluation of the effectiveness of our internal control over financial reporting as of December 31, 2021, based on criteria established in Internal Control - Integrated Framework by the Committee of Sponsoring Organizations of the Treadway Commission (2013 framework).
Our management concluded that, as of December 31, 2021, our internal control over financial reporting was effective based on these criteria.
2 unchanged sentences
We have not experienced a ny significant impact to our internal controls over financial reporting despite the fact that most of our employees are working remotely due to the COVID-19 pandemic.
−Removed: The design of our processes and controls allow for remote execution with accessibility to secure data.
+Added: The design of our processes and controls allows for remote execution with accessibility to secure data.
We are continually monitoring and assessing the COVID-19 situation to minimize the impact, if any, on the design and operating effectiveness on our internal controls.
−Removed: Limitations on Effectiveness of Controls — Our management, including our Chief Executive Officer and Interim Chief Financial Officer, does not expect that our disclosure controls and procedures or our internal controls will prevent all errors and all fraud.
+Added: Limitations on Effectiveness of Controls — Our management, including our Chief Executive Officer and Chief Financial Officer, does not expect that our disclosure controls and procedures or our internal controls will prevent all errors and all fraud.
A control system, no matter how well conceived and operated, can provide only reasonable, not absolute, assurance that the objectives of the control system are met.
2 unchanged sentences
Other Information
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections.
Directors, Executive Officers and Corporate Governance
49 unchanged sentences
10-Q November 9, 2018 10.1
−Removed: 10.9* Employment Agreement between Dan Henry and Green Dot Corporation dated March 24, 2020.
−Removed: 8-K March 30, 2020 10.1
Incorporated by Reference
Exhibit Number Exhibit Title Form Date Number Filed Herewith
+Added: 10.9* Employment Agreement between Dan Henry and Green Dot Corporation dated March 24, 2020.
+Added: 8-K March 30, 2020 10.1
10.10* Inducement Stock Option Award Agreement between Dan Henry and Green Dot Corporation dated March 25, 2020.
5 unchanged sentences
10.13* Employment Agreement between Daniel Eckert and Green Dot Corporation dated May 6, 2020
+Added: 10-K February 26, 2021 10.13
10.14* Inducement Stock Option Award Agreement between Daniel Eckert and Green Dot Corporation dated May 6, 2020.
10 unchanged sentences
10-Q November 6, 2020 10.1
−Removed: 10.20* Separation Agreement between Kuan Archer and Green Dot Corporation dated July 8, 2020.
+Added: 10.20* Employment Agreement between George Gresham and Green Dot Corporation dated October 21, 2021.
+Added: 8-K October 26, 2021 10.1
21.1 Subsidiaries of Green Dot Corporation.
23.1 Consent of Ernst & Young LLP, independent registered public accounting firm.
−Removed: 24.1 Power of Attorney (included on the signature page of this Annual Report on Form 10-K).
31.1 Certification of Dan Henry, Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 31.2 Certification of Jess Unruh, Interim Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 31.2 Certification of George Gresham, Chief Financial Officer and Chief Operating Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1** Certification of Dan Henry, Chief Executive Officer, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 32.2** Certification of Jess Unruh, Interim Chief Financial Officer, pursuant to 18 U.S.C.
+Added: 32.2** Certification of George Gresham, Chief Financial Officer and Chief Operating Officer, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
President and Chief Executive Officer
−Removed: KNOW ALL PERSONS BY THESE PRESENTS that each individual whose signature appears below constitutes and appoints Dan Henry, Kristina Lockwood, and Jess Unruh, and each of them, his or her true and lawful attorneys-in-fact and agents with full power of substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any amendments to this Annual Report on Form 10-K and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done or by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant in the capacities and on the dates indicated.
1 unchanged sentence
/s/ Dan Henry President, Chief Executive Officer and Director (Principal Executive Officer) February 25, 2022
−Removed: /s/ Jess Unruh Interim Chief Financial Officer and Chief Accounting Officer (Principal Financial Officer and Accounting Officer) February 26, 2021
−Removed: /s/ William I.
−Removed: Jacobs Chairman February 26, 2021
−Removed: /s/ Kenneth C.
−Removed: Aldrich Director February 26, 2021
+Added: /s/ George Gresham Chief Financial Officer and Chief Operating Officer (Duly Authorized Officer and Principal Financial Officer) February 25, 2022
+Added: George Gresham
+Added: /s/ Jess Unruh Chief Accounting Officer (Principal Accounting Officer) February 25, 2022
+Added: /s/ William I Jacobs Chairman February 25, 2022
+Added: William I Jacobs
Chris Brewster Director February 25, 2022
12 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.