What changed in this filing

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Item 5. Market for Registrant’s Common Equity

2023-04-19 compared with 2022-04-15 · 58 added, 47 removed, 4 unchanged (96% of the section changed)

5 – MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

Common Stock is currently traded on the Nasdaq Capital Market under the symbol “FTFT.” Prior to December 31, 2018, our stock

traded on the Nasdaq Global Market, and before that, on the NYSE Amex.

As of April 12, 2022, there were 70,067,147 shares of our Common Stock

issued and outstanding, and the Company had approximately 57 record holders of Common Stock.

The number of holders of record does not

include the number of persons whose stock is in nominee or “street name” accounts through brokers.

have never declared or paid any cash dividends on our Common Stock.

The payment of dividends is at the discretion of the Board and is

contingent on our revenues and earnings, capital requirements, financial condition and the ability of our operating subsidiaries to obtain

governmental approval to send funds out of the PRC.

ITEM 5 – MARKET FOR REGISTRANT’S

COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

Our Common Stock is currently traded on the Nasdaq

Capital Market under the symbol “FTFT.” Prior to December 31, 2018, our stock traded on the Nasdaq Global Market, and before

that, on the NYSE Amex.

As of April 12, 2023, there were 14,645,653

shares of our Common Stock issued and outstanding, and the Company had approximately 23 record holders of Common Stock.

The number of holders of record does not include the number of persons whose stock is in nominee or “street name” accounts

through brokers.

Dividend Policy

We have never declared or paid any cash dividends

on our Common Stock.

The payment of dividends is at the discretion of the Board and is contingent on our revenues and earnings, capital

requirements, financial condition and the ability of our operating subsidiaries to obtain governmental approval to send funds out of

We currently intend to retain all earnings, if any, for use in business operations.

Accordingly, we do not anticipate declaring any dividends in the near future.

PRC’s national currency, the RMB or yuan, is not a freely-convertible currency.

Please refer to the Risk Factors “ Governmental

control of currency conversion may affect the value of shareholder investment ,” and “ PRC regulations relating to offshore

investment activities by PRC residents may limit our PRC subsidiary’s ability to increase its registered capital or distribute

profits to us or otherwise expose us or our PRC resident beneficial owners to liability and penalties under PRC law ”.

Sales of Unregistered Securities and Use of Proceeds

Company did not make any sales of unregistered securities during the fiscal year ended December 31, 2021 that were not previously disclosed

in a quarterly report on Form 10-Q or a current report on Form 8-K.

Authorized for Issuance Under Equity Compensation Plans

following table sets forth information as of December 31, 2021, with respect to our equity compensation plans previously approved by

stockholders and equity compensation plans not previously approved by stockholders.

Compensation Plan Information

Accordingly, we do not anticipate declaring

any dividends in the near future.

The PRC’s national currency, the RMB or

yuan, is not a freely-convertible currency.

Please refer to the Risk Factors “ Governmental control of currency conversion may

affect the value of shareholder investment ,” and “ PRC regulations relating to offshore investment activities by PRC

residents may limit our PRC subsidiary’s ability to increase its registered capital or distribute profits to us or otherwise expose

us or our PRC resident beneficial owners to liability and penalties under PRC law ”.

Recent Sales of Unregistered Securities and Use of Proceeds

The Company did not make any sales of unregistered

securities during the fiscal year ended December 31, 2022 that were not previously disclosed in a quarterly report on Form 10-Q or a

current report on Form 8-K.

Securities Authorized for Issuance Under Equity Compensation Plans

The following table sets forth information as

of December 31, 2022, with respect to our equity compensation plans previously approved by stockholders and equity compensation plans

not previously approved by stockholders.

Equity Compensation

Plan Information

Plan Category

available for

Equity compensation plans approved

by stockholders (1)

Equity compensation

plans not approved by stockholders

of equity incentive plans, which was approved by the Company’s shareholders at its annual or special meetings on August 18,

2011, November 19, 2015, March 13, 2018, February 26, 2020 and December 18, 2020.

As of December 31, 2021, there were 3,047,000 shares

available for issuance under stock incentive plan approved by shareholders on December 18, 2020.

Board of Directors of the Company approved and adopted the Future FinTech Group Inc.

2019 Omnibus Equity Plan (the “2019 Equity

Plan”) on October 9, 2019, which was approved by the shareholders at the shareholders special meeting on February 26, 2020.

The 2019 Equity Plan has a total of 3,000,000 shares of Common Stock.

The Company grant the 3,000,000 shares under 2019 Equity Plan

to nine officers, employees and director of the Company on December 28, 2020.

Board of Directors of the Company approved and adopted the Future FinTech Group Inc.

2020 Omnibus Equity Plan (the “2020 Equity

Plan”) on October 27, 2020, which was approved by the shareholders at the shareholders annual meeting on December 18, 2020.

The 2020 Equity Plan has a total of 5,000,000 shares of Common Stock.

The Company grant the 1,953,000 shares under 2020 Equity Plan

to sixteen officers and employees of the Company on July 12, 2021.

The exercise price of options

granted under the plan may be no less than the fair market value of the Company’s Stock on the date of grant.

6 – [RESERVED]

Equity compensation plans approved by stockholders (1)

Equity compensation plans not approved by stockholders

Consists of equity incentive plans, which

was approved by the Company’s shareholders at its annual or special meetings on November 19, 2015, March 13, 2018, February

26, 2020 and December 18, 2020.

As of December 31, 2022, there was no shares authorized for issuance under stock incentive plans

of the Company.

The Board of Directors of the Company approved

and adopted the Future FinTech Group Inc.

2019 Omnibus Equity Plan (the “2019 Equity Plan”) on October 9, 2019, which

was approved by the shareholders at the shareholders special meeting on February 26, 2020.

The 2019 Equity Plan has a total of 3,000,000

shares of Common Stock.

The Company grant the 3,000,000 shares under 2019 Equity Plan to nine officers, employees and director of

the Company on December 28, 2020.

The Board of Directors of the Company approved

and adopted the Future FinTech Group Inc.

2020 Omnibus Equity Plan (the “2020 Equity Plan”) on October 27, 2020, which

was approved by the shareholders at the shareholders annual meeting on December 18, 2020.

The 2020 Equity Plan has a total of 5,000,000

shares of Common Stock.

The Company grant the 1,953,000 shares under 2020 Equity Plan to sixteen officers and employees of the Company

and its subsidiaries on July 12, 2021.

On July 12, 2022, the Company granted 3,047,000 shares under the 2020 Equity Plan, to six

officers and employees of the Company and its subsidiaries.

ITEM 6 – [RESERVED]

Not Applicable.

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 5. Market for Registrant’s Common Equity