What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2025-07-11 compared with 2024-11-15 · 26 added, 23 removed, 14 unchanged (78% of the section changed)

1 unchanged sentence

Rule 10b5-1 Trading Arrangement

During the nine months ended September 30, 2024,

During the three months ended March 31, 2025,

no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1

2 unchanged sentences

of Regulation S-K.

Form of Warrant (as filed with the SEC on Form 8-K as Exhibit 4.4 on October 22, 2024)

Form of August Warrant (as filed with the SEC on Form 8-K as Exhibit 4.1 on October 22, 2024)

For of Warrant (as filed with the SEC on Form 8-K as Exhibit 4.1 on August 26, 2024)

Form of August Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.1 on October 22, 2024)

Form of August Registration Rights Agreement (as filed with the SEC on Form 8-K as Exhibit 10.3 on October 22, 2024)

Form of August Note (as filed with the SEC on Form 8-K as Exhibit 10.2 on October 22, 2024)

Form of the Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.10 on October 22, 2024)

Form of the Note (as filed with the SEC on Form 8-K as Exhibit 10.11 on October 22, 2024)

Form of the Subscription Agreement(as filed with the SEC on Form 8-K as Exhibit 10.2 on October 22, 2024)

Form of the Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.1 on August 26, 2024)

Form of the Note (as filed with the SEC on Form 8-K as Exhibit 10.2 on August 26, 2024)

Certification of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*

Certification of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*

Certification of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**

Certification of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**

XBRL Exhibits

Certificate of Designation of Series A Preferred Stock (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on June 13, 2025)

Certificate of Change filed with the Secretary of State of Nevada

Certificate of Designations, Preferences Rights and Limitations of the Series A-1 Convertible Redeemable Preferred Stock (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on June 26, 2025)

Certificate of Designations, Preferences Rights and Limitations of the Series B Convertible Redeemable Preferred Stock (incorporated by reference herein to Exhibit 3.2 filed with Form 8-K filed with the SEC on June 26, 2025)

Certificate of Designations, Preferences Rights and Limitations of the Series C Convertible Preferred Stock (incorporated by reference herein to Exhibit 3.3 filed with Form 8-K filed with the SEC on June 26, 2025)

Form of A Warrant (incorporated by reference herein to Exhibit 4.1 filed with Form 8-K filed with the SEC on June 26, 2025)

Form of B Warrant (incorporated by reference herein to Exhibit 4.2 filed with Form 8-K filed with the SEC on June 26, 2025)

Subscription and Investment Representation Agreement, dated June 10, 2025, Between Splash Beverage Group, Inc., and Robert Nistico (incorporated herein by reference to Exhibit 10.1 filed with Form 8-K filed with the SEC on June 13, 2025)

Form of Securities Purchase Agreement (incorporated herein by reference to Exhibit 10.1 filed with Form 8-K filed with the SEC on June 26, 2025)

Form of Securities Exchange Letter Agreement*** (incorporated herein by reference to Exhibit 10.2 filed with Form 8-K filed with the SEC on June 26, 2025)

Form of Registration Rights Agreement*** (incorporated herein by reference to Exhibit 10.3 filed with Form 8-K filed with the SEC on June 26, 2025)

Form of Side Letter Agreement (incorporated herein by reference to Exhibit 10.4 filed with Form 8-K filed with the SEC on June 26, 2025)

Acquisition Agreement*** (incorporated herein by reference to Exhibit 10.5 filed with Form 8-K filed with the SEC on June 26, 2025)

Certification

of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*

Certification

of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*

Certification

of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**

Certification

of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**

* Filed herewith

4 unchanged sentences

SPLASH BEVERAE GROUP, INC.

November 15, 2024

/s/ Robert Nistico

July 11, 2025

Robert Nistico, Chairman and CEO

(Principal Executive Officer)

November 15, 2024

/s/ Julius Ivancsits

Julius Ivancsits, CFO

(Principal Accounting Officer and Principal Financial Officer)

July 11, 2025

William Devereux, CFO

(Principal Accounting Officer and Principal Financial

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information