OTHER INFORMATION
−Removed: (a) Exhibits required by
−Removed: Item 601 of Regulation S-K.
−Removed: of Warrant (Previously filed as exhibit 4.1 to the Company’s Current Report on Form 8-K with the SEC on August 16, 2023)
−Removed: of Warrant (Previously filed as exhibit 4.1 to the Company’s Current Report on Form 8-K with the SEC on October 5, 2023)
−Removed: of the SPA (Previously filed as exhibit 10.1 to the Company’s Current Report on Form 8-K with the SEC on August 16,
−Removed: of Investor Note (Previously filed as exhibit 10.2 to the Company’s Current Report on Form 8-K with the SEC on August
−Removed: of Second Investor Note (Previously filed as exhibit 10.3 to the Company’s Current Report on Form 8-K with the SEC on
−Removed: August 16, 2023)
−Removed: dated August 10, 2023 (Previously filed as exhibit 10.4 to the Company’s Current Report on Form 8-K with the SEC on
−Removed: August 16, 2023)
−Removed: of the Purchase Agreement (Previously filed as exhibit 10.5 to the Company’s Current Report on Form 8-K with the SEC
−Removed: on August 16, 2023)
−Removed: of the Purchase Agreement (Previously filed as exhibit 10.1 to the Company’s Current Report on Form 8-K with the SEC
−Removed: on October 5, 2023)
−Removed: of the Note (Previously filed as exhibit 10.2 to the Company’s Current Report on Form 8-K with the SEC on October 5,
−Removed: of Registration Rights Agreement (Previously filed as exhibit 10.3 to the Company’s Current Report on Form 8-K with
−Removed: the SEC on August 16, 2023)
−Removed: Certification
−Removed: of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
−Removed: Certification
−Removed: of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
−Removed: Certification
−Removed: of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
−Removed: Certification
−Removed: of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith
−Removed: electronically**
+Added: Rule 10b5-1 Trading Arrangement
+Added: During the three months ended March 31, 2024,
+Added: no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1
+Added: trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: (a) Exhibits required by Item
+Added: 601 of Regulation S-K.
+Added: Form of Warrant (incorporated by reference herein to Exhibit 4.1 filed with Form 8-K filed with the SEC on May 7, 2024)
+Added: Form of the Purchase Agreement (incorporated by reference herein to Exhibit 10.1 filed with Form 8-K filed with the SEC on May 7, 2024)
+Added: Form of the Note (incorporated by reference herein to Exhibit 10.2 filed with Form 8-K filed with the SEC on May 7, 2024)
+Added: Form of the Registration Rights Agreement (incorporated by reference herein to Exhibit 10.3 filed with Form 8-K filed with the SEC on May 7, 2024)
+Added: Certification of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
+Added: Certification of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
+Added: Certification of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
+Added: Certification of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
XBRL Exhibits
−Removed: Cover Page Interactive Data File (embedded
−Removed: within the Inline XBRL document)
* Filed herewith
** Furnished herewith
−Removed: Pursuant to the requirements
−Removed: of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
−Removed: thereunto duly authorized.
−Removed: SPLASH BEVERAGE GROUP, INC.
−Removed: November 14, 2023
+Added: Pursuant to the requirements of
+Added: the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
+Added: duly authorized.
+Added: SPLASH BEVERAE GROUP, INC.
/s/ Robert Nistico
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 14, 2023
−Removed: /s/ Fatima Dhalla
−Removed: Fatima Dhalla, Interim CFO
+Added: /s/ Julius Ivancsits
+Added: Julius Ivancsits, CFO
(Principal Accounting Officer and Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.