19 unchanged sentences
Changes in Internal Control Over Financial Reporting
−Removed: We adopted ASC 606, “Revenue from Contracts with Customers” beginning September 29, 2018.
−Removed: As a result of this adoption, we implemented new processes and internal controls related to the estimation of licensing revenues.
−Removed: There were no other changes in our internal control over financial reporting during the fiscal year ended September 27, 2019 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.
+Added: The Company adopted ASC 824, “Leases” beginning September 28, 2019.
+Added: As a result of this adoption, we implemented new processes and internal controls over financial reporting during the fiscal year ended September 25, 2020 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.
+Added: The Company's internal business operations, including financial reporting systems and internal control over financial reporting, have not been materially impacted by COVID-19.
+Added: There were no other changes in our internal control over financial reporting during the fiscal quarter ended September 25, 2020 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.
OTHER INFORMATION
4 unchanged sentences
The names of our executive officers and their ages, titles, and biographies as of October 23, 2020 are set forth below:
−Removed: Executive Officers
−Removed: President and Chief Executive Officer
−Removed: Executive Vice President and Chief Financial Officer
−Removed: Executive Vice President, General Counsel and Corporate Secretary
−Removed: Senior Vice President, Consumer Entertainment
−Removed: Steven Forshay
−Removed: Senior Vice President, Advanced Technology Group
−Removed: Todd Pendleton
−Removed: Senior Vice President, and Chief Marketing Officer
+Added: Executive Officers Age Position(s)
+Added: Kevin Yeaman 54 President and Chief Executive Officer
+Added: Lewis Chew 57 Executive Vice President and Chief Financial Officer
+Added: Andy Sherman 53 Executive Vice President, General Counsel and Corporate Secretary
+Added: Giles Baker 44 Senior Vice President, Consumer Entertainment
+Added: Steven Forshay 66 Senior Vice President, Advanced Technology Group
+Added: Todd Pendleton 48 Senior Vice President, and Chief Marketing Officer
Kevin Yeaman joined us as Chief Financial Officer and Vice President in October 2005, was appointed Senior Vice President in November 2006 and Executive Vice President in July 2007.
15 unchanged sentences
Chew was a partner at KPMG LLP, an accounting firm, serving numerous technology and financial institution clients.
+Added: Chew serves as a member of the Board of Directors of Cadence Design Systems, a provider of software, hardware, and system design tools to enable the design and development of electronic products.
Chew holds a B.S.
9 unchanged sentences
Earlier in his career, Mr.
−Removed: Sherman worked in private practice with Gray Cary Ware & Freidenrich (now DLA Piper), focusing on the representation of emerging technology companies.
+Added: Sherman worked in private practice with Gray Cary Ware & Freidenrich (now DLA Piper),
+Added: focusing on the representation of emerging technology companies.
Sherman holds a J.D.
40 unchanged sentences
INDEX TO EXHIBITS
−Removed: Incorporated by Reference Herein
+Added: Description Incorporated by Reference Herein
2.1* Asset Contribution Agreement dated November 19, 2004, by and between the Registrant, Dolby Laboratories Licensing Corporation, Ray Dolby individually, Ray Dolby as Trustee for the Ray Dolby Trust under the Dolby Family Trust instrument dated May 7, 1999, and Ray and Dagmar Dolby Investments L.P.
7 unchanged sentences
3.2 Form of Amended and Restated Bylaws
−Removed: Quarterly Report on Form 10-Q
−Removed: April 30, 2009
+Added: Quarterly Report on Form 10-Q April 30, 2009
4.1 Form of Registrant’s Class A Common Stock Certificate
3 unchanged sentences
4.2 Form of Registrant’s Class B Common Stock Certificate
−Removed: Registration Statement on Form 8-A
−Removed: January 25, 2006
+Added: Registration Statement on Form 8-A January 25, 2006
4.3 Description of Capital Stock
+Added: Annual Report on Form 10-K November 25, 2019
10.1* Form of Indemnification Agreement entered into between the Registrant and its Directors & Officers
2 unchanged sentences
10.2* 2000 Stock Incentive Plan, as amended and restated
−Removed: Quarterly Report on Form 10-Q
−Removed: February 6, 2013
+Added: Quarterly Report on Form 10-Q February 6, 2013
10.3* 2020 Stock Plan, as amended and restated on February 4, 2020 (“2020 Stock Plan")
−Removed: Current Report on Form 8-K
−Removed: February 9, 2017
+Added: Current Report on Form 8-K February 7, 2020
10.4* Employee Stock Purchase Plan (“ESPP”), as amended and restated on September 19, 2017
−Removed: Annual Report on Form 10-K
−Removed: November 16, 2017
+Added: Annual Report on Form 10-K November 16, 2017
10.5* Forms of Stock Option Agreements under the 2000 Stock Incentive Plan
2 unchanged sentences
10.6* Form of Global Stock Option Agreement under the 20 20 Stock Plan
−Removed: Quarterly Report on Form 10-Q
−Removed: February 2, 2017
+Added: Quarterly Report on Form 10-Q February 2, 2017
10.7* Form of Executive Global Stock Option Agreement under the 20 20 Stock Plan
−Removed: Quarterly Report on Form 10-Q
−Removed: February 2, 2017
+Added: Quarterly Report on Form 10-Q February 2, 2017
10.8* Form of Global Restricted Stock Unit Agreement under the 20 20 Stock Plan
−Removed: Quarterly Report on Form 10-Q
−Removed: February 2, 2017
+Added: Quarterly Report on Form 10-Q February 2, 2017
10.9* Form of Executive Global Restricted Stock Unit Agreement under the 20 20 Stock Plan
−Removed: Quarterly Report on Form 10-Q
−Removed: February 2, 2017
+Added: Quarterly Report on Form 10-Q February 2, 2017
10.10* Form of Subscription Agreement under the ESPP - U.S.
−Removed: Annual Report on Form 10-K
−Removed: November 19, 2009
+Added: Annual Report on Form 10-K November 19, 2009
10.11* Form of Subscription Agreement under the ESPP - Non-U.S.
−Removed: Quarterly Report on Form 10-Q
−Removed: August 8, 2012
+Added: Quarterly Report on Form 10-Q August 8, 2012
10.12* Form of Executive Performance-Based Stock Option Agreement
−Removed: Current Report on Form 8-K
−Removed: December 11, 2015
−Removed: 2019 Dolby Executive Annual Incentive Plan
−Removed: Current Report on Form 8-K
−Removed: November 16, 2018
+Added: Current Report on Form 8-K December 11, 2015
+Added: 10.13* F orm of Executive Performance-Based Restricted Stock Units
+Added: Quarterly Report on Form 10-Q January 29, 2020
+Added: 10.14* 2020 Dolby Executive Bonus Plan
+Added: Current Report on Form 8-K November 18, 2019
10.15* Employment Agreement dated February 24, 2009, by and between Dolby Laboratories, Inc.
& Kevin Yeaman
−Removed: Quarterly Report on Form 10-Q
−Removed: April 30, 2009
+Added: Quarterly Report on Form 10-Q April 30, 2009
10.16* Amendment, dated as of December 19, 2012, to Employment Agreement dated as of February 24, 2009, by and between Dolby Laboratories, Inc.
and Kevin Yeaman
−Removed: Quarterly Report on Form 10-Q
−Removed: February 6, 2013
+Added: Quarterly Report on Form 10-Q February 6, 2013
10.17* Offer Letter by and between Andy Sherman & Dolby Laboratories, Inc.
−Removed: Quarterly Report on Form 10-Q
+Added: Quarterly Report on Form 10-Q May 10, 2011
10.18* Offer Letter dated March 22, 2012 by and between Lewis Chew and Dolby Laboratories, Inc.
−Removed: Quarterly Report on Form 10-Q
+Added: Quarterly Report on Form 10-Q May 8, 2012
10.19* Lease for 100 Potrero Avenue, San Francisco, California
−Removed: Quarterly Report on Form 10-Q
−Removed: February 8, 2006
+Added: Quarterly Report on Form 10-Q February 8, 2006
10.20* First Amendment to Lease for 100 Potrero Avenue, San Francisco, California
−Removed: Quarterly Report on Form 10-Q
+Added: Quarterly Report on Form 10-Q May 4, 2006
10.21* Second Amendment to 100 Potrero Avenue, San Francisco, California Lease Agreement dated May 6, 2014 by and among Dolby Laboratories, Inc.
and the Dolby Family Trust & affiliated Trusts
−Removed: Quarterly Report on Form 10-Q
−Removed: July 30, 2014
+Added: Quarterly Report on Form 10-Q July 30, 2014
10.22* Lease for 130 Potrero Avenue, San Francisco, California
−Removed: Quarterly Report on Form 10-Q
−Removed: February 8, 2006
+Added: Quarterly Report on Form 10-Q February 8, 2006
10.23* First Amendment to 130 Potrero Avenue, San Francisco, California Lease Agreement dated May 6, 2014 by and among Dolby Laboratories, Inc.
and the Dolby Family Trust & affiliated Trusts
−Removed: Quarterly Report on Form 10-Q
−Removed: July 30, 2014
+Added: Quarterly Report on Form 10-Q July 30, 2014
10.24* Lease for 140 Potrero Avenue, San Francisco, California
−Removed: Quarterly Report on Form 10-Q
−Removed: February 8, 2006
+Added: Quarterly Report on Form 10-Q February 8, 2006
10.25* First Amendment to 140 Potrero Avenue, San Francisco, California Lease Agreement dated May 6, 2014 by and among Dolby Laboratories, Inc.
and the Dolby Family Trust & affiliated Trusts
−Removed: Quarterly Report on Form 10-Q
−Removed: July 30, 2014
+Added: Quarterly Report on Form 10-Q July 30, 2014
10.26* Waiver and Extension Relating to Potrero Avenue Leases dated as of September 29, 2013, by and among Dolby Laboratories, Inc.
and the Dolby Family Trust & affiliated Trusts
−Removed: Annual Report on Form 10-K
−Removed: November 15, 2013
+Added: Annual Report on Form 10-K November 15, 2013
10.27* Agreement of Sale and Purchase by and between DWF III 1275 Market, LLC and Dolby Laboratories, Inc.
dated June 8, 2012
−Removed: Quarterly Report on Form 10-Q
−Removed: August 8, 2012
+Added: Quarterly Report on Form 10-Q August 8, 2012
10.28* Offer Letter dated June 26, 2018 by and between Todd Pendleton and Dolby Laboratories, Inc.
−Removed: Quarterly Report on Form 10-Q
−Removed: August 1, 2018
+Added: Quarterly Report on Form 10-Q August 1, 2018
21.1+ List of significant subsidiaries of the Registrant
25 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
−Removed: /S/ PETER GOTCHER
−Removed: Chairman of the Board of Directors
−Removed: November 22, 2019
+Added: SIGNATURE TITLE DATE
+Added: /S/ PETER GOTCHER Chairman of the Board of Directors November 16, 2020
Peter Gotcher
−Removed: President, Chief Executive Officer and Director
−Removed: (Principal Executive Officer)
−Removed: November 22, 2019
−Removed: /S/ LEWIS CHEW
−Removed: Executive Vice President and Chief Financial Officer
−Removed: (Principal Financial Officer)
−Removed: November 22, 2019
−Removed: /S/ RYAN NICHOLSON
−Removed: Vice President, Corporate Controller
−Removed: (Principal Accounting Officer)
−Removed: November 22, 2019
+Added: YEAMAN President, Chief Executive Officer and Director
+Added: (Principal Executive Officer) November 16, 2020
+Added: /S/ LEWIS CHEW Executive Vice President and Chief Financial Officer
+Added: (Principal Financial Officer) November 16, 2020
+Added: /S/ RYAN NICHOLSON Vice President, Corporate Controller
+Added: (Principal Accounting Officer) November 16, 2020
Ryan Nicholson
−Removed: /S/ MICHELINE CHAU
−Removed: November 22, 2019
+Added: /S/ MICHELINE CHAU Director November 16, 2020
Micheline Chau
−Removed: /S/ DAVID DOLBY
−Removed: November 22, 2019
−Removed: November 22, 2019
−Removed: /S/ SIMON SEGARS
−Removed: November 22, 2019
−Removed: /S/ ROGER SIBONI
−Removed: November 22, 2019
−Removed: /S/ ANJALI SUD
−Removed: November 22, 2019
+Added: /S/ DAVID DOLBY Director November 16, 2020
+Added: Director November 16, 2020
+Added: /S/ SIMON SEGARS Director November 16, 2020
+Added: /S/ ROGER SIBONI Director November 16, 2020
+Added: /S/ ANJALI SUD Director November 16, 2020
/S/ AVADIS TEVANIAN, JR.
−Removed: November 22, 2019
+Added: Director November 16, 2020
Avadis Tevanian, Jr.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.