ITEM 5 — OTHER INFORMATION
−Removed: On March 10, 2026 , Richard J.
−Removed: Rothberg , our General Counsel , adopted a written plan for the sale of up to 45,000 shares of the Company’s Class C Common Stock that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: The plan will expire on June 30, 2026 , or on any earlier date on which all of the shares have been sold.
−Removed: On March 24, 2026 , Lynn M.
−Removed: Vojvodich , one of the Company’s director s, adopted a written plan for the sale of up to 28,198 shares of the Company’s Class C Common Stock that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: The plan will expire on March 5, 2027 , or on any earlier date on which all of the shares have been sold.
+Added: On June 11, 2026 , Richard J.
+Added: Rothberg , the Company’s General Counsel , terminated a trading arrangement that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: The arrangement, originally adopted on March 10, 2026, was scheduled to remain in effect through June 30, 2026, and provided for the sale of up to 45,000 shares of the Company's Class C Common stock.
+Added: No shares of Class C Common Stock were sold pursuant to the arrangement prior to its termination.
ITEM 6 — EXHIBITS
Number Description
−Removed: Consent to the Extension of Registration Rights Under the Second Amended and Restated Registration Rights Agreement, dated March 1 7 , 202 6 , among Dell Technologies Inc.
+Added: Plan of Conversion (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed with the Commission on July 1, 2026) (Commission File No.
+Added: Certificate of Formation of Dell Technologies Inc.
+Added: (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the Commission on July 1, 2026) (Commission File No.
+Added: Amended and Restated Bylaws of Dell Technologies Inc.
+Added: Consent to the Extension of Registration Rights Under the Second Amended and Restated Registration Rights Agreement, dated June 1 0 , 2026, among Dell Technologies Inc.
and SL SPV-2 L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors V, L.P.
−Removed: Form of Special Incentive Program Cash Award Agreement under the Dell Technologies Inc.
−Removed: 2023 Stock Incentive Plan
−Removed: Form of Growth Equity Program Performance-Based Restricted Stock Unit Agreement under the Dell Technologies Inc.
−Removed: 2023 Stock Incentive Plan
+Added: 2031 Notes Supplemental Indenture No.
+Added: 1, dated as of June 16, 2026, among Dell International L.L.C., EMC Corporation, the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the Commission on June 16, 2026) (Commission File No.
+Added: 2034 Notes Supplemental Indenture No.
+Added: 1, dated as of June 16, 2026, among Dell International L.L.C., EMC Corporation, the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed with the Commission on June 16, 2026) (Commission File No.
+Added: 2037 Notes Supplemental Indenture No.
+Added: 1, dated as of June 16, 2026, among Dell International L.L.C., EMC Corporation, the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed with the Commission on June 16, 2026) (Commission File No.
+Added: Form of Global Note for 4.750% Senior Notes due 2031 (included in Exhibit 4.2)
+Added: Form of Global Note for 5.000% Senior Notes due 2034 (included in Exhibit 4.3)
+Added: Form of Global Note for 5.250% Senior Notes due 2037 (included in Exhibit 4.4)
+Added: Credit Agreement, dated as of June 10, 2026, among Dell Technologies Inc., Denali Intermediate Inc., Dell Inc., Dell International L.L.C., as a borrower, EMC Corporation, as a borrower and JPMorgan Chase Bank, N.A., as administrative agent, and each of the lenders and other parties from time to time party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Commission on June 10, 2026) (Commission File No.
+Added: Amended and Restated MD Shareholders Agreement, dated as of July 2, 2026, by and among Dell Technologies Inc., Denali Intermediate Inc., Dell Inc., Dell International L.L.C., EMC Corporation, Michael S.
+Added: Dell and the Susan Lieberman Dell Separate Property Trust
+Added: Amended and Restated SLP Shareholders Agreement, dated as of July 2, 2026, by and among Dell Technologies Inc., Denali Intermediate Inc., Dell Inc., Dell International L.L.C., EMC Corporation, SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors V, L.P.
+Added: and the other shareholders named therein
+Added: Form of Indemnification Agreement between Dell Technologies Inc.
+Added: and certain members of its Board of Directors
+Added: Form of Indemnification Agreement between Dell Technologies Inc.
+Added: and certain of its executive officers
List of Guarantor Subsidiaries and Issuers of Guaranteed Securities
21 unchanged sentences
(On behalf of registrant and as principal accounting officer)
+Added: September 8, 2026
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.