ITEM 5 — OTHER INFORMATION
−Removed: Rule 10b5-1 Trading Plans
−Removed: On June 6, 2023 , Richard J.
−Removed: Rothberg , our General Counsel , adopted a written plan for the sale of up to 49,480 shares of the Company’s Class C Common Stock that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: The plan will expire on December 1, 2023, or on any earlier date on which all of the shares have been sold.
−Removed: ITEM 6 — EXHIBITS
+Added: Trading Arrangements
+Added: During the three months ended November 3, 2023, none of the Company’s directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, or to be effected under any non-Rule 10b5-1 trading arrangement.
+Added: ITEM 6 — EXHIBIT AND FINANCIAL STATEMENT SCHEDULES
Number Description
−Removed: Consent to the Extension of Registration Rights Under the Second Amended and Restated Registration Rights Agreement, dated June 5, 2023 , among Dell Technologies Inc.
+Added: Consent to the Extension of Registration Rights Under the Second Amended and Restated Registration Rights Agreement, dated September 11, 2023, among Dell Technologies Inc.
(the “Company”) and SL SPV-2 L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors V, L.P.
−Removed: Dell Technologies Inc.
−Removed: 2023 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on June 22, 2023) (Commission File No.
−Removed: Separation Agreement and Release, dated July 27, 2023, between the Company and Anthony Charles Whitten.
−Removed: Amended and Restated Compensation Program for Independent Non-Employee Directors.
−Removed: Form of Time-Based Restricted Stock Unit Agreement under the Dell Technologies Inc.
−Removed: 2023 Stock Incentive Plan.
−Removed: Form of Performance-Based Restricted Stock Unit Agreement under the Dell Technologies Inc.
−Removed: 2023 Stock Incentive Plan.
−Removed: Form of Deferred Stock Unit Agreement under the Dell Technologies Inc.
−Removed: 2023 Stock Incentive Plan.
List of Guarantor Subsidiaries and Issuers of Guaranteed Securities
14 unchanged sentences
†† Furnished with this report.
−Removed: * Management contracts or compensation plans or arrangements in which directors or executive officers participate.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
4 unchanged sentences
(On behalf of registrant and as principal accounting officer)
−Removed: September 12, 2023
+Added: December 8, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.