2 unchanged sentences
We maintain disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934) that are designed to ensure that information required to be disclosed in the reports that we file or submit under the Securities Exchange Act of 1934 is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms, and that the information required to be disclosed in reports that we file or submit under the Securities Exchange Act of 1934 is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosure.
−Removed: In designing and evaluating the disclosure controls and procedures, we recognize that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives, and management necessarily was required to apply judgment in evaluating the cost-benefit relationship of possible controls and procedures.
+Added: In designing and evaluating the disclosure controls and procedures, we recognize that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives, and
+Added: management necessarily was required to apply judgment in evaluating the cost-benefit relationship of possible controls and procedures.
We have designed our disclosure controls and procedures to reach a level of reasonable assurance of achieving the desired control objectives.
2 unchanged sentences
The report of management required under Item 9A is included under Item 8 of this report along with the Company’s consolidated financial statements under the heading “Report by Citizens Community Bancorp, Inc.’s Management on Internal Control over Financial Reporting” and is incorporated herein by reference.
−Removed: This Annual Report on Form 10-K includes an attestation report of the Company’s independent registered public accounting firm regarding internal control over financial reporting.
Changes in Internal Control over Financial Reporting
1 unchanged sentence
OTHER INFORMATION
+Added: DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTION
DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
33 unchanged sentences
Report of Independent Registered Public Accounting Firm (Eide Bailly LLP)
−Removed: Report of Independent Registered Public Accounting Firm (Baker Tilly Virchow Krause, LLP)
Consolidated Balance Sheets as of December 31, 2021 and 2020
24 unchanged sentences
dated April 23, 2020 (incorporated by reference Exhibit 3.1 to the Company’s current report on Form 8-K filed on April 28, 2020 (file No.
+Added: 3.7 Amendment to the Bylaws of Citizens Community Bancorp, Inc.
+Added: dated June 10, 2021 (incorporated by reference Exhibit 3.1 to the Company’s current report on Form 8-K filed on June 6, 2021 (file No.
4.1 Description of Capital Stock (incorporated by reference to Exhibit 4.1 to the Company's annual report on Form 10-K filed on March 10, 2020 (File No.
14 unchanged sentences
333-224042)).
+Added: 10.5+ First Amendment to Citizens Community Bancorp, Inc.
+Added: 2018 Equity Incentive Plan (filed Herewith).
10.6+ Form of Restricted Stock Agreement under the Citizens Community Bancorp, Inc.
9 unchanged sentences
10.10+ Form of Citizens Community Bancorp, Inc.
−Removed: 2020 Long Term Incentive Plan Award Agreement (filed herewith).
+Added: 2020 Long Term Incentive Plan Award Agreement (incorporated by reference to Exhibit 10.9 to the Company's annual report on Form 10-K filed on March 8, 2021 (file No.
+Added: 10.11+ Form of Citizens Community Bancorp, Inc.
+Added: Long Term Incentive Plan Award Agreement for Time-Based Restricted Shares (filed herewith).
+Added: 10.12+ Form of Citizens Community Bancorp, Inc.
+Added: Long Term Incentive Plan Award Agreement for Performance-Based Restricted Shares (filed herewith).
10.13+ Securities Purchase Agreement between the Citizens Community Bancorp, Inc.
7 unchanged sentences
10.17+ Business Note, dated October 22, 2020, issued by Citizens Community Bancorp, Inc.
−Removed: to Chippewa Valley Bank incorporated by reference to the Exhibit 10.1 to the Company ’ s quarterly rep ort on Form 10-Q filed on No vember 6, 2020 ( File No.
+Added: to Chippewa Valley Bank incorporated by reference to the Exhibit 10.1 to the Company’s quarterly report on Form 10-Q filed on November 6, 2020 (File No.
+Added: 10.18+ Business Note Renewal, dated August 1, 2021, issued by Citizens Community Bancorp, Inc.
+Added: to Chippewa Valley Bank (incorporated by reference to the Exhibit 10.1 to the Company’s quarterly report on Form 10-Q filed on November 8, 2021 (File No.
+Added: 10.19+ Note Modification Agreement, dated October 22, 2021, to the Business Note, dated October 22, 2020 issued by Citizens Community Bancorp, Inc.
+Added: to Chippewa Valley Bank (filed herewith).
10.20 + Second Amended and Restated Executive Employment Agreement by and between Citizens Community Bancorp, Inc., Citizens Community Federal, N.A., and Stephen Bianchi, dated as of November 1, 2019 (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed on November 4, 2019 (File No.
6 unchanged sentences
10.23+ Addendum No.
−Removed: 1 to the Amended and Restated Executive Employment Agreement with James Broucek, dated April 23, 2020 (Incorporated by reference Exhibit 10 .
−Removed: 2 to the Company’s current report on Form 8-K filed on April 28, 2020 (File No.
+Added: 1 to the Amended and Restated Executive Employment Agreement with James Broucek, dated April 23, 2020 (Incorporated by reference Exhibit 10.2 to the Company’s current report on Form 8-K filed on April 28, 2020 (File No.
21 Subsidiaries of the Company as of December 31, 202 1 (filed herewith).
23.1 Consent of Independent Registered Public Accounting Firm (Eide Bailly, LLP) (filed herewith).
−Removed: 23.2 Consent of Independent Registered Public Accounting Firm (Baker Tilly US, LLP (formerly known as Baker Tilly Virchow Krause, LLP))(filed herewith).
31.1 Rule 13a-15(e) Certification of the Company’s Chief Executive Officer (filed herewith).
38 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.