Other Information
−Removed: During the six months ended June 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Rule 10b5-1 Trading Plans
+Added: On July 28, 2025 , Brad Juneau , a director of the Company, adopted a “Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: The arrangement provides for the sale by Mr.
+Added: Jun eau of up to 200,000 shares of our common stock, subject to certain conditions.
+Added: Juneau’s Rule 10b5-1 trading arrangement will commence following the applicable cooling- off period and expire on April 10, 2026.
+Added: On October 15, 2025, before Mr.
+Added: Juneau’s Rule 10b5-1 trading arrangement had commenced and in connection with the closing of the Company’s September underwritten offering and a related lock-up agreement that restricts Mr.
+Added: Juneau from transferring shares of our common stock for a period of 90 days after closing of the offering, Mr.
+Added: Juneau modified his 10b5-1 trading plan to extend the expiration date from April 10, 2026 to May 15, 2026.
+Added: Other than as disclosed above, during the three months ended September 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
(a) Exhibits:
15 unchanged sentences
Form of Registration Rights Agreement dated as of January 19, 2023.
+Added: Form of Pre-Funded Warrants
Certification of Principal Executive Officer pursuant to Rules 13a-14 and 15d-14.
2 unchanged sentences
Certification of Principal Financial Officer pursuant to 18 U.S.C.
−Removed: Financial statements from the Company’s quarterly report on Form 10-Q for the three months ended June 30, 2025, formatted in Inline XBRL:
+Added: Financial statements from the Company’s quarterly report on Form 10-Q for the three months ended September 30, 2025, formatted in Inline XBRL:
(i) Condensed Consolidated Balance Sheets;
7 unchanged sentences
CONTANGO ORE, INC.
−Removed: August 13, 2025
+Added: November 13, 2025
/s/ RICK VAN NIEUWENHUYSE
2 unchanged sentences
(Principal Executive Officer)
−Removed: A ugust 13, 2025
+Added: N ovember 13, 2025
/s/ MIKE CLARK
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.