Other Information.
−Removed: Rule 10b5-1 Trading Plans
−Removed: On August 31, 2023, Melvin C.
−Removed: Payne, Executive Chairman of the Board of the Company, terminated a pre-arranged stock trading plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which was adopted on March 13, 2023 and provided for the potential sale of up to 50,000 shares of the Company’s common stock on a specified date every three months beginning on June 13, 2023 and continuing through December 31, 2024 (the “Plan”).
−Removed: The Plan was terminated as a result of the Company’s June 29, 2023 announcement regarding the Board’s review of potential strategic alternatives for the Company.
−Removed: Other than Mr.
−Removed: Payne’s Plan discussed above, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company informed the Company of the adoption, modification or termination of a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
+Added: Not applicable.
The exhibits required to be filed pursuant to the requirements of Item 601 of Regulation S-K are set forth in the Exhibit Index accompanying this Quarterly Report on Form 10-Q and are incorporated herein by reference.
1 unchanged sentence
CARRIAGE SERVICES, INC.
−Removed: November 9, 2023 /s/ L.
+Added: May 3, 2024 /s/ L.
Kian Granmayeh
13 unchanged sentences
Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 22, 2023.
+Added: 10.1 Employment Agreement dated March 25, 2024, by and between the Company and Kathryn Shanley.
+Added: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on March 25, 2024.
+Added: 10.2 Employment Agreement dated November 5, 2019, by and between the Company and Paul D.
+Added: Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on November 8, 2019.
+Added: *10.3 First Amendment to Employment Agreement dated September 30, 2022, by and between the Company and Paul D.
+Added: *10.4 Fourth Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Carlos R.
+Added: *10.5 Fourth Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Steven D.
+Added: *10.6 First Amendment to Employment Agreement dated February 21, 2024, by and between the Company and L.
+Added: Kian Granmayeh.
+Added: *10.7 Second Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Shawn R.
+Added: 10.8 Transition Agreement, dated February 21, 2024, by and between the Company and Melvin C.
+Added: Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on February 22, 2024 .
*31.1 Certification of Periodic Financial Reports by Carlos R.
13 unchanged sentences
*104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
−Removed: __________________
(*) Filed herewith.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.