Other Information.
−Removed: On November 9, 2022, we issued a press release announcing our financial results for the quarter ended September 30, 2022.
−Removed: A copy of this press release is attached as Exhibit 99.1 to this Quarterly Report.
−Removed: The information regarding this press release in this Item 5 (including Exhibit 99.1) shall not be deemed "filed" for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
−Removed: Registration Rights Agreement dated November 2, 2022.
−Removed: Securities Purchase Agreement dated November 2, 2022.
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Press release titled "Compass Therapeutics Reports Third Quarter 2022 Financial Results and Provides Corporate Update".
Inline XBRL Instance Document – the instance document does not appear in Interactive Data File because its XBRL tags are embedded within the Inline XBRL Document
9 unchanged sentences
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 9, 2022
/s/ Thomas Schuetz
Thomas Schuetz, MD
−Removed: Chief Executive Officer (Principal Executive Officer)
−Removed: November 9, 2022
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
/s/ Vered Bisker-Leib
Vered Bisker-Leib, PhD
−Removed: President and Chief Operating Officer (Principal Financial Officer)
−Removed: November 9, 2022
+Added: President and Chief Operating Officer
+Added: (Principal Financial Officer)
/s/ Neil Lerner
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.