What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2026-08-14 compared with 2026-05-15 · 34 added, 3 removed, 39 unchanged (49% of the section changed)

2 unchanged sentences

(b) No t applicable.

(c) During the quarter ended June 30, 2026, none of the Company's directors or officers adopted or terminated a "Rule 10b5-1 trading arrangement" or a "non-Rule 10b5-1 trading arrangement," as those terms are defined in Item 408 of Regulation S-K.

Title of Document

Agreement and Plan of Merger, dated July 1, 2026 by and among ClearOne, Inc.

CLRO Merger Sub, Inc., Cortigent, Inc., and Vivani Medical, Inc.

(filed as Exhibit 2.1 to the Company’s Current Report on Form 8-K as filed with the SEC on July 6, 2026 and incorporated herein by reference).

Articles of Incorporation (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K as filed with the SEC on April 23, 2026 and incorporated herein by reference).

1 unchanged sentence

Form of Warrant (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K as filed with the SEC on March 5, 2026 and incorporated herein by reference).

Form of Common Stock Purchase Warrant issued by ClearOne, Inc.

to First Finance Ltd.

pursuant to the Securities Purchase Agreement, dated March 2, 2026 (filed as Exhibit 4.2 to the Company’s Registration Statement on Form S-1 as filed with the SEC on August 10, 2026 and incorporated herein by reference).

Lease Termination Agreement dated as of April 7, 2026 by and between Edgewater Corporate Park, LLC and ClearOne, Inc.

12 unchanged sentences

Settlement Agreement and Waiver of Claims (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on January 14, 2026 and incorporated herein by reference).

$3,000,000 Principal Amount Convertible Note dated June 20, 2025 (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on June 25, 2025 and incorporated herein by reference).

Asset Purchase Agreement, dated October 24, 2025, by and among ClearOne, Inc., ClearOne Services, LLC, ClearOne Holding, LLC and Biamp Systems, LLC (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on October 30, 2025 and incorporated herein by reference).

Warrant Cancellation Agreement, dated as of August 4, 2026, by and between ClearOne, Inc.

and First Finance Ltd.

(filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on August 5, 2026 and incorporated herein by reference).

Title of Document

Employment Agreement, dated as of July 31, 2026, by and between ClearOne, Inc.

and Simon Brewer (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on August 5, 2026 and incorporated herein by reference).

ClearOne, Inc.

2026 Omnibus Incentive Plan (filed as Exhibit 10.11 to the Company’s Registration Statement on Form S-1 as filed with the SEC on August 10, 2026 and incorporated herein by reference).

Advisor Agreement, dated as of August 7, 2026, by and between ClearOne, Inc.

and First Finance Ltd.

(filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on August 11, 2026 and incorporated herein by reference).

Advisor Agreement, dated as of August 7, 2026, by and between ClearOne, Inc.

and Betelgeuse Capital Advisors Inc.

(filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on August 11, 2026 and incorporated herein by reference).

Advisor Agreement, dated as of August 7, 2026, by and between ClearOne, Inc.

and Gang3 Capital Ltd.

(filed as Exhibit 10.3 to the Company’s Current Report on Form 8-K as filed with the SEC on August 11, 2026 and incorporated herein by reference).

Advisor Agreement, dated as of August 7, 2026, by and between ClearOne, Inc.

and JJK Holdings Ltd.

(filed as Exhibit 10.4 to the Company’s Current Report on Form 8-K as filed with the SEC on August 11, 2026 and incorporated herein by reference).

Section 302 Certification of Chief Executive Officer (filed herewith)

Section 302 Certification of Principal Financial Officer (filed herewith)

S ection 906 Certification of Chief Executive Officer (filed herewith)

Section 906 Certification of Principal Financial Officer (filed herewith)

S ection 906 Certification of Chief Executive Officer (furnished herewith)

Section 906 Certification of Principal Financial Officer (furnished herewith)

XBRL Instance Document (filed herewith)

6 unchanged sentences

* Filed herewith.

** Furnished herewith.

# Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K.

1 unchanged sentence

ClearOne, Inc.,

August 14, 2026

Chief Executive Officer

1 unchanged sentence

/s/ Simon Brewer

August 14, 2026

Chief Financial Officer

1 unchanged sentence

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information