OTHER INFORMATION
−Removed: (b) There have been no material changes to the procedures by which security holders may recommend nominees
−Removed: to the Company’s Board of Directors since the Company last provided disclosure in response to the requirements of Item 407(c)(3)
−Removed: of Regulation S-K.
−Removed: (c) During the quarter ended June 30, 2025, no director or officer adopted or terminated :
−Removed: (i) any contract,
−Removed: instruction or written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions
−Removed: of Rule 10b5-1(c);
+Added: (a) On November 12, 2025, David Jin, M.D., Ph.D.
+Added: the Company of his resignation as the Company’s Chief Executive Officer and as a member of the Board of Directors, effective November
+Added: 30, 2025, as a result of a personal health issue.
+Added: Jin’s resignation was not because of a disagreement with the Company on any
+Added: matter relating to the Company’s operations, policies or practices.
+Added: On November 13, 2025, the Board appointed Meng Li as interim Chief
+Added: Executive Officer, effective November 30, 2025.
+Added: Li, age 47, has served as our Chief Operating Officer and Secretary since October
+Added: 10, 2016 and served as a member of the Board from October 10, 2016 to July 9, 2018 and from April 5, 2019 through December 30, 2022.
+Added: Li has over 15 years of executive experience in international marketing, branding, communications, and media investment consultancy.
+Added: Li served as Managing Director at Maxus/GroupM (a WPP Group company) where she was responsible for business P&L and corporate management
+Added: from 2006 to 2015.
+Added: Prior to joining Maxus/Group M, Ms.
+Added: Li worked for Zenith Media (a Publicis Group company) from 2000 to 2006 as Senior
+Added: Li received a Bachelor of Arts in International Economic Law from Dalian Maritime University in China.
+Added: have been no material changes to the procedures by which security holders may recommend nominees
+Added: to the Company’s Board of Directors since the Company last provided disclosure in response
+Added: to the requirements of Item 407(c)(3) of Regulation S-K.
+Added: (c) During the quarter ended September 30, 2025, no director or officer adopted or terminated :
+Added: (i) any contract, instruction or written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions of Rule 10b5-1(c);
and/or (ii) any “non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K.
−Removed: exhibits filed as part of this Quarterly Report on Form 10-Q are listed in the exhibit index included herewith and are incorporated by
−Removed: reference herein .
+Added: The exhibits filed as part of this Quarterly Report on Form 10-Q are
+Added: listed in the exhibit index included herewith and are incorporated by reference herein.
EXHIBIT INDEX
−Removed: Certificate of Amendment to the Series C Certificate of Designations (incorporated by reference to Exhibit 10.3 to the registrant’s Current Report on Form 8-K filed with the SEC on June 4, 2025) .
−Removed: Warrants issued by the Company to the Investor, dated as of July 14, 2025 (incorporated by reference to Exhibit 4.1 to the registrant’s Current Report on Form 8-K filed with the SEC on July 18, 2025).
−Removed: Amended and Restated 2020 Stock Incentive Plan (incorporated by reference to Exhibit 10.107 to the registrant’s registration statement on Form S-4 (File No.
−Removed: 333-286738) filed with the SEC on April 24, 2025).
−Removed: Securities Purchase Agreement, dated as of June 4, 2025, between the registrant and York Sun Investment Holding Limited (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on June 4, 2025).
−Removed: Waiver, dated as of May 29, 2025, between the registrant and Mast Hill Fund, L.P.
−Removed: (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on June 4, 2025).
−Removed: Definitive Agreement, dated June 23, 2025, by and between Q&A Distribution LLC and Qi Diagnostics Limited (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on June 26, 2025) .
−Removed: Promissory Note, dated July 3, 2025, between the registrant and Anthony Macaluso (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on July 9, 2025).
−Removed: Promissory Note, dated July 3, 2025, between the registrant and Lawrence Bruno (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on July 9, 2025).
−Removed: Securities Purchase Agreement, dated as of July 14, 2025, by and between the registrant and Investor (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on July 18, 2025).
−Removed: Registration Rights Agreement, dated as of July 14, 2025, by and between the registrant and Investor (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on July 18, 2025).
−Removed: Securities Purchase Agreement, dated as of July 21, 2025, by and between the registrant and Investor (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on July 23, 2025).
−Removed: Waiver by and between the registrant and Investor, dated as of July 28, 2025 (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on July 29, 2025).
+Added: Certificate of Amendment to the Series C Certificate of Designations (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K/A filed with the SEC on August 29, 2025) .
+Added: issued by the Company to the Investor, dated as of July 14, 2025 (incorporated by reference to Exhibit 4.1 to the registrant’s
+Added: Current Report on Form 8-K filed with the SEC on July 18, 2025).
+Added: Note, dated July 3, 2025, between the registrant and Anthony Macaluso (incorporated by reference to Exhibit 10.1 to the registrant’s
+Added: Current Report on Form 8-K filed with the SEC on July 9, 2025).
+Added: Note, dated July 3, 2025, between the registrant and Lawrence Bruno (incorporated by reference to Exhibit 10.2 to the registrant’s
+Added: Current Report on Form 8-K filed with the SEC on July 9, 2025).
+Added: Purchase Agreement, dated as of July 14, 2025, by and between the registrant and Investor (incorporated by reference to Exhibit 10.1
+Added: to the registrant’s Current Report on Form 8-K filed with the SEC on July 18, 2025).
+Added: Rights Agreement, dated as of July 14, 2025, by and between the registrant and Investor (incorporated by reference to Exhibit 10.2
+Added: to the registrant’s Current Report on Form 8-K filed with the SEC on July 18, 2025).
+Added: Purchase Agreement, dated as of July 21, 2025, by and between the registrant and Investor (incorporated by reference to Exhibit 10.1
+Added: to the registrant’s Current Report on Form 8-K filed with the SEC on July 23, 2025).
+Added: by and between the registrant and Investor, dated as of July 28, 2025 (incorporated by reference to Exhibit 10.1 to the registrant’s
+Added: Current Report on Form 8-K filed with the SEC on July 29, 2025).
Certification of the Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
−Removed: Inline XBRL Taxonomy Extension Schema Document.
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
−Removed: Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
+Added: Inline XBRL Instance Document
+Added: – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL
+Added: Inline XBRL Taxonomy Extension
+Added: Schema Document.
+Added: Inline XBRL Taxonomy Extension
+Added: Calculation Linkbase Document.
+Added: Inline XBRL Taxonomy Extension
+Added: Definition Linkbase Document.
+Added: Inline XBRL Taxonomy Extension
+Added: Label Linkbase Document.
+Added: Inline XBRL Taxonomy Extension
+Added: Presentation Linkbase Document.
+Added: Cover Page Interactive
+Added: Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
Filed herewith.
4 unchanged sentences
AVALON GLOBOCARE CORP.
−Removed: August 14, 2025
+Added: November 14, 2025
Chief Executive Officer
−Removed: Executive Officer )
−Removed: /s/ Luisa Ingargiola
−Removed: August 14, 2025
+Added: ( Principal Executive Officer )
+Added: November 14, 2025
Luisa Ingargiola
Chief Financial Officer
−Removed: ( Principal Financial and Accounting Officer )
+Added: ( Principal Financial and
+Added: Accounting Officer )
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.