Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: the nine months ended June 30, 2022 the Company issued an aggregate of 4,481,102 shares of common stock to settle $2,712,500 of notes
+Added: the three months ended December 31, 2022, 39,016 shares of the Company’s common stock have been issued to satisfy $31,331 of notes
payable, $168,669 in accrued interest, and $32,145 of excess value of shares issued recorded as interest expense.
−Removed: Additionally, the
−Removed: Company issued another 1,000,000 shares in connection with the issuance of a note payable on February 22, 2022.
−Removed: The fair market value
−Removed: of the shares, $700,400 has been recorded as interest expense on the Company’s Condensed Consolidated Statement of Operations and
−Removed: Comprehensive Income/(Loss).
−Removed: Such shares were issued pursuant to the exemption contained under Section 4(a)(2) of the Securities Act
−Removed: of 1933, as amended.
+Added: Such shares were issued
+Added: pursuant to the exemption contained under Section 4(a)(2) of the Securities Act of 1933, as amended.
Stock Purchase Agreement regarding the stock of Advanced Industrial Services, Inc., AIS Leasing Company, AIS Graphic Services, Inc., and AIS Energy Services, LLC, Dated December 15, 2015.
−Removed: Asset Purchase agreement between Periscope GmbH and ROB Centrex Assets UG, ROB Cemtrex Automotive GmbH, and ROB Cemtrex Logistics GmbH.
Certificate of Incorporation of the Company.(1)
12 unchanged sentences
Certificate of Correction of Certificate of Incorporation, dated July 29, 2021, filed October 7, 2020 (9)
+Added: Certificate of Amendment of Certificate of Incorporation, dated January 12, 2023 (7)
Form of Subscription Rights Certificate.
11 unchanged sentences
Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 30, 2022.
+Added: Asset Purchase agreement between Cemtrex, Inc.
+Added: and Saagar Govil, dated November 22, 2022 (22)
+Added: Asset Purchase agreement between Cemtrex, Inc.
+Added: and Saagar Govil, dated November 22, 2022 (22)
+Added: Simple Agreement for Future Equity (SAFE) between Cemtrex, Inc.
+Added: and Saagar Govil, dated November 18, 2022 (22)
Corporate Code of Business Ethics.(4)
6 unchanged sentences
1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002.
+Added: Order pursuant to Section 8A of the Securities Act – dated September 30, 2022.
XBRL Instance Document
11 unchanged sentences
by reference from Form 8-K filed on June 12, 2019.
−Removed: by reference from Form 8-K/A filed on November 24, 2017.
+Added: by reference from Form 8-K filed on January 20, 2023.
by reference from Form 8-K/A filed on September 26, 2016.
11 unchanged sentences
by reference from Form 10-K filed on January 5, 2021.
+Added: by reference from Form 8-K filed on October 4, 2022.
+Added: by reference from Form 8-K filed on November 29, 2022.
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
2 unchanged sentences
Chief Financial Officer
−Removed: and Principal Financial Officer
+Added: Principal Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.