3 unchanged sentences
Effective August 2018, the company approved a modification of the general authorization under the Repurchase Program, which replenished the remaining authorized repurchases at the time of the approval to $1.0 billion.
−Removed: During the three months ended May 31, 2020, no shares of Carnival Corporation common stock or Carnival plc ordinary shares were repurchased pursuant to the Repurchase Program.
To enhance our liquidity and comply with restrictions in our recent financing transactions, on June 15, 2020, the Boards of Directors terminated the Repurchase Program.
+Added: During the three months ended August 31, 2020, no shares of Carnival Corporation common stock or Carnival plc ordinary shares were repurchased pursuant to the Repurchase Program.
No shares of Carnival Corporation common stock and Carnival plc ordinary shares were purchased outside of publicly announced plans or programs.
5 unchanged sentences
Incorporated by Reference Filed/
−Removed: Exhibit Description Form Exhibit Filing
+Added: Number Exhibit Description Form Exhibit Filing
Articles of incorporation and by-laws
6 unchanged sentences
Material Contracts
−Removed: 10.1 Form of Salary for Shares Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan
−Removed: 10.2 Form of Salary for Shares Restricted Share Unit Agreement for the Carnival plc 2014 Employee Share Plan
−Removed: 10.3 Form of Non-Employee Director Annual Restricted Stock Award Agreement for the for the Carnival Corporation 2020 Stock Plan
−Removed: 10.4 Form of Non-Employee Director Shares for Retainer Restricted Stock Grants Agreement for the for the Carnival Corporation 2020 Stock Plan
−Removed: 10.5 Carnival Corporation 2020 Stock Plan
−Removed: 10.6 Term Loan Agreement dated as of June 30, 2020 among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc and the other Guarantors party hereto, the various financial institutions as are or shall become parties hereto, JPMorgan Chase Bank, N.A., as administrative agent for the lenders, and U.S.
−Removed: Bank National Association, as security agent**
−Removed: 10.7 Indenture, dated as of April 6, 2020, among Carnival Corporation, as issuer, Carnival plc, the Subsidiary Guarantors and U.S.
−Removed: Bank National Association, as trustee, relating to the 5.75% Convertible Senior Notes due 2023
−Removed: 10.8 Indenture, dated as of April 8, 2020, among Carnival Corporation, as issuer, Carnival plc, the other Guarantors party thereto and U.S.
−Removed: Bank National Association, as trustee, principal paying agent, transfer agent, registrar and security agent, related to the 11.500% First-Priority Senior Secured Notes due 2023**
−Removed: 10.9 First Supplemental Indenture dated as of June 30, 2020 among Carnival Corporation as issuer, Carnival plc, the Subsidiary Guarantors and U.S.
+Added: 10.1 Second Supplemental Indenture dated as of July 8, 2020 among Carnival Corporation as issuer, Carnival plc, the Subsidiary Guarantors and U.S.
Bank, National Association, as trustee, relating to the 5.75% Convertible Senior Notes due 2023
+Added: 10.2 Indenture dated as of July 20, 2020 among Carnival Corporation as issuer, Carnival plc, the other Guarantors party thereto and U.S.
+Added: Bank, National Association, as trustee, security agent, principal paying agent, transfer agent and registrar, relating to the 10.500% Second-Priority Senior Secured Notes due 2026 and the 10.125% Second-Priority Senior Secured Notes due 2026 **
+Added: 10.3 Indenture dated as of August 18, 2020 among Carnival Corporation as issuer, Carnival plc, the other Guarantors party thereto and U.S.
+Added: Bank, National Association, as trustee, security agent, principal paying agent, transfer agent and registrar, relating to the 9.875% Second-Priority Senior Secured Notes due 2027 **
+Added: 10.4 Form of Special Performance-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan
+Added: 10.5 Form of Special Performance-Based Restricted Share Unit Agreement for the Carnival plc 2014 Employee Share Plan
+Added: 10.6 For m of Retention Time-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan
+Added: 10.7 Form of Special Time-Based Restricted Share Unit Agreement for the Carnival plc 2014 Employee Share Plan
Rule 13a-14(a)/15d-14(a) certifications
31.1 Certification of President and Chief Executive Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: 31.2 Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: 31.3 Certification of President and Chief Executive Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
INDEX TO EXHIBITS
Incorporated by Reference Filed/
−Removed: Exhibit Description Form Exhibit Filing
+Added: Number Exhibit Description Form Exhibit Filing
+Added: 31.2 Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: 31.3 Certification of President and Chief Executive Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.4 Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
8 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: INDEX TO EXHIBITS
−Removed: Incorporated by Reference Filed/
−Removed: Exhibit Description Form Exhibit Filing
Interactive Data File
−Removed: 101 The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended May 31, 2020, as filed with the Securities and Exchange Commission on July 10, 2020, formatted in Inline XBRL, are as follows:
−Removed: (i) the Consolidated Statements of Income (Loss) for the three and six months ended May 31, 2020 and 2019;
−Removed: (ii) the Consolidated Statements of Comprehensive Income (Loss) for the three and six months ended May 31, 2020 and 2019;
−Removed: (iii) the Consolidated Balance Sheets at May 31, 2020 and November 30, 2019;
−Removed: (iv) the Consolidated Statements of Cash Flows for the six months ended May 31, 2020 and 2019;
−Removed: (v) the Consolidated Statements of Shareholders’ Equity for the three and six months ended May 31, 2020 and 2019;
+Added: 101 The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended August 31, 2020, as filed with the Securities and Exchange Commission on October 8, 2020, formatted in Inline XBRL, are as follows:
+Added: (i) the Consolidated Statements of Income (Loss) for the three and nine months ended August 31, 2020 and 2019;
+Added: (ii) the Consolidated Statements of Comprehensive Income (Loss) for the three and nine months ended August 31, 2020 and 2019;
+Added: (iii) the Consolidated Balance Sheets at August 31, 2020 and November 30, 2019;
+Added: (iv) the Consolidated Statements of Cash Flows for the nine months ended August 31, 2020 and 2019;
+Added: (v) the Consolidated Statements of Shareholders’ Equity for the three and nine months ended August 31, 2020 and 2019;
(vi) the notes to the consolidated financial statements, tagged in summary and detail.
−Removed: 104 The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended May 31, 2020, as filed with the Securities and Exchange Commission on July 10, 2020, formatted in Inline XBRL (included as Exhibit 101)
+Added: 104 The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended August 31, 2020, as filed with the Securities and Exchange Commission on October 8, 2020, formatted in Inline XBRL (included as Exhibit 101)
* These items are furnished and not filed.
10 unchanged sentences
Chief Financial Officer and Chief Accounting Officer Chief Financial Officer and Chief Accounting Officer
−Removed: July 10, 2020 Date:
−Removed: July 10, 2020
+Added: October 8, 2020 Date:
+Added: October 8, 2020
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.