2 Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: addition to those unregistered securities previously disclosed in reports filed with the Securities and Exchange Commission, we have
−Removed: issued securities without registration under the Securities Act of 1933 (the “Securities Act”), as described below.
−Removed: or Class of Investor
+Added: addition to those unregistered securities previously disclosed in reports filed with the Securities and Exchange Commission, during the
+Added: quarter ended March 31, 2022, we have issued securities without registration under the Securities Act, as described below.
+Added: Name or Class of Investor
of Securities
−Removed: for Issuance (2)
−Removed: Relation Services
−Removed: Solution Services
−Removed: of Series C-1 Preferred Stock
−Removed: In lieu of cash payment for legal services
−Removed: Analytics Consultant
−Removed: Analytics Services
−Removed: C-2 Holders (Related party)
−Removed: of Series C-2 Preferred Stock
−Removed: as a result of rounding for Reverse Split.
−Removed: Represents shares of common stock.
−Removed: otherwise noted, exempt under Section 4(a)(2) of the Securities Act and Regulation 506(b) thereunder.
−Removed: The securities were issued
−Removed: to accredited investors and there was no general solicitation.
−Removed: The conversion of the Series C-1 was exempt under Section 3(a)(9)
−Removed: of the Securities Act.
+Added: Reason for Issuance
+Added: Non-Employee Directors (1)
+Added: January 2, 2022
+Added: 95,544 shares of restricted stock units
+Added: Performance awards
+Added: under Section 4(a)(2) of the Securities Act and Regulation 506(b) thereunder.
+Added: The securities were issued to accredited investors
+Added: and there was no general solicitation.
3 Defaults Upon Senior Securities
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.