Unregistered Sales of Equity Securities and Use Of Proceeds
−Removed: the three months ended June 30, 2022, we issued the following securities in transactions not involving any public offering.
−Removed: of the following transactions, we relied upon Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”),
−Removed: as transactions by an issuer not involving any public offering.
−Removed: For each such transaction, we did not use general solicitation or advertising
−Removed: to market the securities, the securities were offered to a limited number of persons, the investors had access to information regarding
−Removed: us (including information contained in our Annual Report on Form 10-K for the year ended December 31, 2021, our Quarterly Report on Form
−Removed: 10-Q for the period ended March 31, 2022, and Current Reports on Form 8-K filed with the Securities and Exchange Commission and press
−Removed: releases made by us), and we were available to answer questions by prospective investors.
−Removed: We reasonably believe that each of the investors
−Removed: is an accredited investor.
−Removed: Consideration (1)
−Removed: the non-cash consideration was estimated to be the fair value of our restricted common stock.
−Removed: Since our shares are thinly traded
−Removed: in the open market, the fair value of our equity instruments was estimated by management based on observations of the cash sale prices
−Removed: of both restricted shares and freely tradeable shares.
−Removed: Accredited investor.
−Removed: Issued in lieu of cash
−Removed: for consulting services rendered.
Certificate of Incorporation, as amended
−Removed: Certificate of Designation of Preferred Stock (Series A)
+Added: Certificate of Designation of Preferred Stock (Series B)
Certification of Principal Executive Officer
8 unchanged sentences
Page Interactive Date File (embedded within the Inline XBRL document)
−Removed: Filed herewith.
−Removed: In accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.
+Added: accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
−Removed: BIORESTORATIVE THERAPIES, INC.
−Removed: /s/ Lance Alstodt
+Added: BIORESTORATIVE
+Added: THERAPIES, INC.
Lance Alstodt
−Removed: Chief Executive Officer, President, and Chairman of the Board
−Removed: (Principal Executive Officer)
−Removed: August 15, 2022
−Removed: /s/ Robert E.
−Removed: Chief Financial Officer
−Removed: (Principal Financial Officer)
−Removed: August 15, 2022
+Added: Executive Officer, President, and Chairman of the Board
+Added: Executive Officer)
+Added: Financial Officer
+Added: Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.