Unregistered Sales of Equity Securities and Use Of Proceeds
−Removed: the three months ended September 30, 2021, we issued the following securities in transactions not involving any public offering.
−Removed: each of the following transactions, we relied upon Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”),
−Removed: as transactions by an issuer not involving any public offering or Section 1145 of the Bankruptcy Code as a security exchanged by an issuer
−Removed: for a claim against the issuer in a bankruptcy plan of reorganization.
−Removed: For each such transaction, we did not use general solicitation
−Removed: or advertising to market the securities, the securities were offered to a limited number of persons, the investors had access to information
−Removed: regarding us (including information contained in our Annual Report on Form 10-K for the year ended December 31, 2020, Quarterly Report
−Removed: on Form 10-Q for the periods ended March 31, 2021 and June 30, 2021, and Current Reports on Form 8-K filed with the Securities
−Removed: and Exchange Commission, press releases made by us and information contained in filings with the bankruptcy court), and we were available
−Removed: to answer questions by prospective investors.
−Removed: We reasonably believe that each of the investors is an accredited investor.
+Added: the three months ended March 31, 2022, we issued the following securities in transactions not involving any public offering.
+Added: of the following transactions, we relied upon Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”),
+Added: as transactions by an issuer not involving any public offering.
+Added: For each such transaction, we did not use general solicitation or advertising
+Added: to market the securities, the securities were offered to a limited number of persons, the investors had access to information regarding
+Added: us (including information contained in our Annual Report on Form 10-K for the year ended December 31, 2020, Quarterly Reports on Form
+Added: 10-Q for the periods ended March 31, 2021, June 30, 2021 and September 30, 2021, and Current Reports on Form 8-K filed with the Securities
+Added: and Exchange Commission and press releases made by us), and we were available to answer questions by prospective investors.
+Added: We reasonably
+Added: believe that each of the investors is an accredited investor.
Consideration (1)
−Removed: $ 489,900 (4)
value of the non-cash consideration was estimated to be the fair value of our restricted common stock.
2 unchanged sentences
sale prices of both restricted shares and freely tradeable shares.
−Removed: as part of litigation settlement.
−Removed: on a cashless net exercise basis pursuant to the exercise of warrants.
−Removed: Defaults upon Senior Securities
−Removed: Mine Safety Disclosures
+Added: in lieu of cash for consulting services rendered.
+Added: Certificate of Incorporation, as amended
+Added: Certificate of Designations of Preferred Stock (Series A)
+Added: Certification of Principal Executive Officer
+Added: Certification of Principal Financial Officer
+Added: Section 1350 Certification of Principal Executive Officer and Principal Financial Officer
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Page Interactive Date File (embedded within the Inline XBRL document)
+Added: accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned, thereunto duly authorized.
+Added: BIORESTORATIVE
+Added: THERAPIES, INC.
+Added: Lance Alstodt
+Added: Executive Officer, President, and Chairman of the Board
+Added: Executive Officer)
+Added: Financial Officer
+Added: Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.