1 unchanged sentence
following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the SEC.
−Removed: Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Biofrontera Inc.
−Removed: (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 3, 2023
−Removed: Settlement and General Release Agreement, dated as of May 25, 2023, between the Company and
+Added: of Common Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on
+Added: November 2, 2023)
+Added: of Pre-Funded Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed with the SEC
+Added: on November 2, 2023)
+Added: Purchase Agreement, dated October 30, 2023, by and between Biofrontera Inc.
+Added: and an institutional investor (incorporated by reference
+Added: to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 2, 2023)
+Added: Placement Agency Agreement, dated October 30, 2023, by and between Biofrontera Inc.
+Added: and Roth Capital Partner, LLC (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed with the SEC on November 2, 2023)
+Added: Amendment to Common Stock Purchase Warrants, dated October 30, 2023, by and between Biofrontera Inc.
+Added: and institutional investor (incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K filed with the SEC on November 2, 2023)
+Added: Amendment No.
+Added: 1 to Settlement Agreement dated as of October 12, 2023, between Biofrontera Inc., Hermann Luebbert, John J.
+Added: Borer, Loretta M.
+Added: Wedge, Beth J.
+Added: Hoffman, Kevin D.
+Added: Weber and Biofrontera AG (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed with the SEC on October 13, 2023)
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
9 unchanged sentences
Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101)
−Removed: Indicates a management contract or compensatory plan or arrangement.
+Added: a management contract or compensatory plan or arrangement.
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
−Removed: August 11, 2023
−Removed: Hermann Luebbert
+Added: November 9, 2023
Hermann Luebbert
1 unchanged sentence
Executive Officer)
−Removed: August 11, 2023
+Added: November 9, 2023
Fred Leffler III
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.