3 unchanged sentences
(c) Director and Officer Trading Plans and Arrangements
−Removed: On March 7, 2024 , Dr.
−Removed: Valantine , a member of our Board of Directors , terminated a trading plan intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) for the potential sale of a maximum of 34,980 shares of our common stock.
−Removed: Valantine’s trading plan was adopted on August 16, 2023 and was expected to remain in effect until the earlier of (1) November 30, 2024 and (2) the date on which all transactions under such plan were completed.
−Removed: Valantine sold an aggregate of 11,660 shares of our common stock under her trading plan prior to the date of termination.
−Removed: On March 7, 2024 , Dr.
−Removed: Homcy , a member of our Board of Directors , adopted a trading plan intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) for the potential sale of a maximum of 200,000 shares of
−Removed: our common stock.
−Removed: Homcy is not permitted to transfer, sell or otherwise dispose of any shares under his trading plan during the 90-day period following the plan’s adoption.
−Removed: Homcy’s trading plan is expected to remain in effect until the earlier of (1) March 7, 2025 and (2) the date on which all transactions under such plan have been completed.
−Removed: On March 22, 2024 , Dr.
−Removed: Neil Kumar , our Chief Executive Officer and a member of our Board of Directors, adopted a trading plan (the “Kumar Trading Plan”) intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) on behalf of himself and Kumar Haldea Revocable Trust, of which Dr.
−Removed: Kumar is a co-trustee.
−Removed: The Kumar Trading Plan provides for the potential sale of a maximum of (i) 900,000 shares of our common stock held by Kumar Haldea Revocable Trust and (ii) 100% of net vested shares of our common stock to be issued to Dr.
−Removed: Kumar upon vesting of his restricted stock units (“RSUs”) on August 16, 2024, November 16, 2024, February 16, 2025 and May 16, 2025.
−Removed: On the date when the Kumar Trading Plan was adopted, Dr.
−Removed: Kumar held no such net vested shares.
−Removed: Kumar’s net vested share amount will change as additional RSUs vest on each of these vesting date.
−Removed: The aggregate number of net vested shares of common stock that will be available for sale by Dr.
−Removed: Kumar is not yet determinable because the shares available will be net of shares to be withheld to satisfy tax obligations in connection with the vesting of his RSUs on each of these vesting dates.
−Removed: Kumar is not permitted to transfer, sell or otherwise dispose of any shares under the Kumar Trading Plan during the 90-day period following the plan’s adoption.
−Removed: The Kumar Trading Plan is expected to remain in effect until the earlier of (1) May 21, 2025 and (2) the date on which all transactions under such plan have been completed.
−Removed: On March 22, 2024 , Dr.
−Removed: Brian Stephenson , our Chief Financial Officer , adopted a trading plan (the “Stephenson Trading Plan”) intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c).
−Removed: The Stephenson Trading Plan provides for (i) the potential exercise of vested stock options and the associated sale of up to 102,000 shares of our common stock, and (ii) the potential sale of 100% of net vested shares of our common stock to be issued to Dr.
−Removed: Stephenson upon vesting of his RSUs on August 16, 2024, November 16, 2024, February 16, 2025 and May 16, 2025.
−Removed: On the date when the Stephenson Trading Plan was adopted, Dr.
−Removed: Stephenson held no such net vested shares.
−Removed: Stephenson’s net vested share amount will change as additional RSUs vest on each of these vesting dates.
−Removed: The aggregate number of net vested shares of common stock that will be available for sale by Dr.
−Removed: Stephenson is not yet determinable because the shares available will be net of shares to be withheld to satisfy tax obligations in connection with the vesting of his RSUs on each of these vesting dates.
−Removed: Stephenson is not permitted to transfer, sell or otherwise dispose of any shares under the Stephenson Trading Plan during the 90-day period following the plan’s adoption.
−Removed: The Stephenson Trading Plan is expected to remain in effect until the earlier of (1) May 21, 2025 and (2) the date on which all transactions under such plan have been completed.
Exhibit Title
25 unchanged sentences
September 25, 2023
−Removed: Amendment to Employment Agreement between BridgeBio Services, Inc.
−Removed: and Brian Stephenson, dated February 21, 2024.
−Removed: February 22, 2024
−Removed: Financing Agreement, dated January 17, 2024, by and among the Registrant, certain subsidiaries of the Registrant, various Lenders party thereto, and Blue Owl Capital Corporation as Administrative Agent.
−Removed: Filed herewith
−Removed: First Amendment to Financing Agreement, dated as of February 12, 2024, by and among the Registrant, the Guarantors party thereto, the Lenders party thereto, and Blue Owl Capital Corporation as Administrative Agent.
−Removed: Filed herewith
−Removed: Funding Agreement, dated January 17, 2024, by and among LSI Financing 1 Designated Activity Company and CPPIB Credit Europe S.À R.L.
−Removed: as Purchasers, the Registrant and certain subsidiaries of the Registrant as Seller Parties, and Alter Domus (US) LLC as Collateral Agent.
−Removed: Filed herewith
−Removed: Exclusive License Agreement, dated March 1, 2024, by and among Eidos Therapeutics, Inc., BridgeBio International GmbH, BridgeBio Europe B.V., and Bayer Consumer Care AG.
−Removed: Filed herewith
−Removed: Amendment No.
−Removed: 3, effective as of March 1, 2024, to Exclusive (Equity) Agreement effective April 10, 2016, by and between Eidos Therapeutics, Inc.
−Removed: and the Board of Trustees of the Leland Stanford Junior University.
+Added: Second Amendment to Financing Agreement, dated as of June 20, 2024, by and among the Registrant, the Guarantors party thereto, the Lenders party thereto, and Blue Owl Capital Corporation as Administrative Agent.
Filed herewith
−Removed: Amendment No.
−Removed: 3 to Consulting Agreement between Frank McCormick and the Registrant, effective as of March 4, 2024.
+Added: 2021 Amended and Restated BridgeBio Pharma, Inc.
+Added: Stock Option and Incentive Plan and forms of award agreements thereunder.
Filed herewith
29 unchanged sentences
BridgeBio Pharma, Inc.
+Added: August 1, 2024
/s/ Neil Kumar
2 unchanged sentences
(Principal Executive Officer)
+Added: August 1, 2024
/s/ Brian Stephenson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.