2 unchanged sentences
Number Exhibit
−Removed: 2.1 Agreement and Plan of Merger, by and among the Registrant, Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC, dated as of September 21, 2021 (Filed as Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 22, 2021 and incorporated herein by reference) .
3.1 Articles of Amendment and Restatement of the Registrant (Filed as Exhibit (a)(3) to the Registrant's Pre-Effective Amendment No.
4 unchanged sentences
3.4 Articles Supplementary (Filed as Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 2, 2018 and incorporated herein by reference).
+Added: 10.1 Second Amended and Restated Investment Advisory Agreement, dated February 25, 2022, by and between Barings BDC, Inc.
+Added: and Barings LLC (Filed as Exhibit 10.
+Added: 1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 3, 2022 and incorporated herein by reference) .
+Added: 10.2 Credit Support Agreement, dated February 25, 2022, by and between Barings BDC, Inc.
+Added: and Barings LLC (Filed as Exhibit 10.
+Added: 2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 3, 2022 and incorporated herein by reference).
+Added: 10.3 Amendment No.
+Added: 3 to Senior Secured Revolving Credit Agreement, dated as of February 25, 2022, by and among Barings BDC, Inc.
+Added: , the subsidiary guarantors party thereto, the lenders party thereto and ING Capital LLC , as administrative agent (Filed as Exhibit 10.
+Added: 1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 3, 2022 and incorporated herein by reference).
+Added: 10.4 Incremental Commitment and Assumption Agreement, dated as of April 1, 2022, made by the Incremental Lender party t he reto , relati ng to the Senior Secured Revolving Credit Agreement, dated as of February 21, 2019, among Barings BDC, Inc., as borrower, the subsidiary guarantors party thereto, the lenders party thereto and ING Capital LLC, as administrative agent.
31.1 Chief Executive Officer Certification Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* *
8 unchanged sentences
BARINGS BDC, INC.
−Removed: November 9, 2021 /s/ Eric Lloyd
+Added: May 5, 2022 /s/ Eric Lloyd
Chief Executive Officer
(Principal Executive Officer)
−Removed: November 9, 2021 /s/ Jonathan Bock
+Added: May 5, 2022 /s/ Jonathan Bock
Jonathan Bock
1 unchanged sentence
(Principal Financial Officer)
−Removed: November 9, 2021 /s/ Elizabeth A.
+Added: May 5, 2022 /s/ Elizabeth A.
Principal Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.