Other Information
+Added: Insider Trading Arrangements
+Added: On February 14, 2024 , Gary Croke , Vice President , Marketing and Product Line Management, adopted a new trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: The trading plan is intended to permit Mr.
+Added: Croke to sell an aggregate of 24,474 shares.
+Added: Croke’s plan is in effect until December 31, 2024.
+Added: During the three months ended March 29, 2024, no other officers or directors, adopted , modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K.
The following exhibits are filed or furnished herewith or are incorporated by reference to exhibits previously filed with the SEC:
Exhibit Number Descriptions
−Removed: Master Sale of Business Agreement, dated May 9, 2023, by and among the Company and NEC (incorporated by reference to Exhibit 2.1 of Aviat’s Current Report on Form 8-K filed May 9, 2023, File No.
−Removed: Amendment to the Master Sale of Business Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 2.2 of Av iat ’ s Current Report on Form 8-K filed Decem ber 1 , 2023, File No.
−Removed: 001-3327 9) .
3.1 Amended and Restated Certificate of Incorporation of Aviat Networks, Inc., as amended (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on November 13, 2023, File No.
1 unchanged sentence
(incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on August 24, 2023, File No.
−Removed: Registration Rights and Lock-Up Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Manufacturing and Supply Agreement, dated November 30, 2023, by and among the Company, NECPF and NEC (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Global Transition Services Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.
−Removed: 3 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Global Seller Transition Services Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.4 to the Current R eport on Form 8-K filed with the SEC on D ecember 1, 2023, File No.
−Removed: Distribution Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC South Africa (incorporated by reference to Exhibit 10.
−Removed: 5 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Framework Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC Saudi Arabia (incorporated by reference to Exhibit 10.
−Removed: 6 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Distribution Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC New Zealand (incorporated by reference to exhibit 10.
−Removed: 7 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: 001-33 278) .
−Removed: Distribution Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC Malaysia (incorporated by reference to Exhibit 10.
−Removed: 8 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Trademark License Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.
−Removed: 9 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Intellectual Property License Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.
−Removed: 10 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Trademark Assignment Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.
−Removed: 11 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Development Services Agreement, dated November 30, 2023, by and between Opco and NEC (incorporated by reference to Exhibit 10.
−Removed: 1 2 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No.
−Removed: Credit Agreement dated May 9, 2023, by and among the Company, the Opco, the Singapore Borrower and the Lenders (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on May 9, 2023, File No.
−Removed: First Amendment to Credit Agreement, dated November 22, 2023, by and among the Borrowers and the Lender (incorporated by reference to Exhibit 10.
−Removed: 1 to the Current Report on Form 8-K filed with the SEC on November 29 , 2023, File No.
−Removed: 10.15 Independent Contractor Agreement dated October 3, 2023 between Aviat U.S., Inc.
−Removed: and Bryan Tucker (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on October 4, 2023 File No.
31.1* Rule 13a-14(a)/15d-14(a) Certification of President and Chief Executive Officer
10 unchanged sentences
** Furnished herewith.
−Removed: Certain schedules and exhibits to this agreement have been omitted in accordance with Item 601(a)(5) of Regulation S-K.
−Removed: A copy of any omitted schedule and/or exhibit will be furnished to the SEC on request.
−Removed: Certain portions of this exhibit were redacted pursuant to Item 601(b)(2)(ii) of Regulation S-K.
−Removed: + Certain portions of this exhibit were redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
AVIAT NETWORKS, INC.
−Removed: February 6, 2024
Senior Vice President and Chief Financial Officer (duly authorized officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.