What changed in this filing

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Item 9A. Controls and Procedures

2025-12-18 compared with 2024-12-20 · 59 added, 64 removed, 275 unchanged (31% of the section changed)

23 unchanged sentences

Insider Trading Arrangements

On September 23, 2024 , Diane M.

Bryant , a member of our Board of Directors , adopted a trading plan intended to satisfy Rule 10b5-1(c) under the Exchange Act (the “Trading Plan”).

The Trading Plan provides for the potential sale of up to 15,000 shares of Broadcom common stock so long as the market price of Broadcom common stock satisfies certain threshold prices specified in the Trading Plan.

The Trading Plan will expire on September 12, 2025 , subject to early termination for certain specified events set forth in the Trading Plan.

DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS

1 unchanged sentence

DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE

Broadcom has adopted an insider trading compliance policy that governs the purchase, sale, and/or other transactions of our securities by our directors, officers and employees and Broadcom itself.

A copy of our insider trading compliance policy is filed as Exhibit 19.1 to this Annual Report on Form 10-K.

The remaining information required by Item 10 is incorporated herein by reference from sections entitled “Board of Directors,” “Corporate Governance” and “Proposal 1 — Election of Directors” in our definitive Proxy Statement for our 2025 Annual Meeting of Stockholders.

The information required by Item 10 is incorporated herein by reference from sections entitled “Board of Directors,” “Corporate Governance” and “Proposal 1 — Election of Directors” in our definitive Proxy Statement for our 2026 Annual Meeting of Stockholders .

Our executive officers are listed at the end of Item 1 of this Annual Report on Form 10-K.

35 unchanged sentences

4.3 Indenture, dated as of January 19, 2017, by and among the Broadcom Corporation and Broadcom Cayman Finance Limited (the “Co-Issuers”), the guarantors and Wilmington Trust, National Association, as trustee.

4.4 First S upplement al Indenture to the January 2017 Indenture, dated as of April 9, 2018.

4.4 First Supplemental Indenture to the January 2017 Indenture, dated as of April 9, 2018.

001-38449 4.1

4.5 Second Supplement al Indenture to the January 2017 Indenture, dated as of January 25, 2019.

4.5 Second Supplemental Indenture to the January 2017 Indenture, dated as of January 25, 2019.

001-38449 4.1

4 unchanged sentences

001-37690 4.1

4.7 Form of 3.875% Senior Notes due 2027 (included in Exhibit 4.3).

001-37690 4.1

4.7 Indenture, dated as of October 17, 2017, by and among the Co-Issuers, the guarantors and Wilmington Trust, National Association, as trustee.

2 unchanged sentences

001-38449 4.2

4.10 Second Supplemental Indenture to the October 2017 Indenture, date d as of January 25, 2019.

001-38449 4.2

4.11 Form of 2.650% Senior Notes due 2023 (included in Exhibit 4.8).

4.9 Second Supplemental Indenture to the October 2017 Indenture, dated as of January 25, 2019.

001-38449 4.2

7 unchanged sentences

001-38449 4.1

4.16 Form of 4.750% Senior Notes due 2029 (included in Exhibit 4.14).

001-38449 4.1

4.14 Indenture, dated as of April 9, 2020, by and among the Company, as Issuer, Broadcom Technologies Inc.

11 unchanged sentences

001-38449 4.1

4.23 Form of 4.300% Senior Notes due 2032 (included in Exhibit 4.19).

001-38449 4.1

4.20 Indenture, dated as of May 21, 2020, by and among the Company, the 2020 Guarantors and Wilmington Trust, National Association, as trustee.

2 unchanged sentences

001-38449 4.1

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

4.22 Form of 4.110% Senior Notes due 2028 (included in Exhibit 4.2 0 ).

4 unchanged sentences

001-38449 4.1

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

4.25 Form of 2.450% Senior Notes due 2031 (included in Exhibit 4.2 3 ).

6 unchanged sentences

001-38449 4.1

4.33 Registration Rights Agreement, dated as of January 19, 2021, by and among the Company, the 2020 Guarantors and Morgan Stanley & Co.

LLC, BNP Paribas Securities Corp., RBC Capital Markets, LLC, SMBC Nikko Securities America, Inc., and Truist Securities, Inc., as representatives of the several initial purchasers of the January 2021 Senior Notes.

001-38449 4.7

4.29 Indenture, dated as of March 31, 2021, by and between the Company and Wilmington Trust, National Association, as Trustee.

4 unchanged sentences

001-38449 4.1

4.37 Registration Rights Agreement, dated as of March 31, 2021, by and among the Company and BofA Securities, Inc.

and HSBC Securities (USA) Inc., as dealer-managers in connection with the March 2021 Exchange Offer.

001-38449 4.4

4.32 Indenture, dated as of September 30, 2021, by and between the Company and Wilmington Trust, National Association, as Trustee.

11 unchanged sentences

001-38449 4.1

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

4.38 Form of 4.15% Senior Notes due 2032 (included in Exhibit 4.

9 unchanged sentences

001-38449 4.3

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

4.43 Indenture, dated July 12, 2024, between the Company and Wilmington Trust, National Association, as trustee.

12 unchanged sentences

001-38449 4.2

4.55 Form of 4.150% Senior Note s due 2028 (included in Exhibit 4.54).

4.49 Form of 4.150% Senior Notes due 2028 (included in Exhibit 4.

001-38449 4.2

4.56 Form of 4.350% Senior Note s due 2030 (included in Exhibit 4.54).

4.50 Form of 4.350% Senior Notes due 2030 (included in Exhibit 4.

001-38449 4.2

4.57 Form of 4.550% Senior Note s due 2032 (included in Exhibit 4.54).

4.51 Form of 4.550% Senior Notes due 2032 (included in Exhibit 4.

001-38449 4.2

4.58 Form of 4.800% Senior Note s due 2034 (included in Exhibit 4.54).

4.52 Form of 4.800% Senior Notes due 2034 (included in Exhibit 4.

001-38449 4.2

10.1 Form of Indemnification and Advancement Agreement (effective April 4, 2018).

4.53 Supplemental Indenture No.

3, dated January 10, 2025, between the Company and Wilmington Trust, National Association, as trustee.

001-38449 4.2 01-10-2025

10.2 Credit Agreement, dated as of January 19, 2021, among the Company, the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent.

4.54 Form of 4.800% Senior Notes due 2028 (included in Exhibit 4.5 3 ).

001-38449 4.2 01-10-2025

10.3 Amendment No.

1, dated April 18, 2023, among Broadcom Inc., the lenders and other parties thereto, and Bank of America, N.A., as Administrative Agent, to the Credit Agreement, dated as of January 19, 2021 .

4.55 Form of 5.050% Senior Notes due 2030 (included in Exhibit 4.5 3 ).

001-38449 4.2 01-10-2025

4.56 Form of 5.200% Senior Notes due 2032 (included in Exhibit 4.5 3 ).

001-38449 4.2 01-10-2025

4.57 Supplemental Indenture No.

4, dated July 11, 2025, between the Company and Wilmington Trust, National Association, as trustee.

001-38449 4.2 07-11-2025

4.58 Form of 4.600% Senior Notes due 2030 (included in Exhibit 4.5 7 ).

001-38449 4.2 07-11-2025

4.59 Form of 4.900% Senior Notes due 2032 (included in Exhibit 4.5 7 ).

001-38449 4.2 07-11-2025

4.60 Form of 5.200% Senior Notes due 2035 (included in Exhibit 4.5 7 ).

001-38449 4.2 07-11-2025

4.61 Supplemental Indenture No.

5, dated September 29, 2025, between the Company and Wilmington Trust, National Association, as trustee.

001-38449 4.2 09-29-2025

4.62 Form of 4.200% Senior Notes due 2030 (included in Exhibit 4.6 1 ).

001-38449 4.2 09-29-2025

4.63 Form of 4.800% Senior Notes due 2036 (included in Exhibit 4.6 1 ).

001-38449 4.2 09-29-2025

4.64 Form of 4.900% Senior Notes due 2038 (included in Exhibit 4.6 1 ).

001-38449 4.2 09-29-2025

10.1 Form of Indemnification and Advancement Agreement (effective 2018).

001-38449 10.1

Incorporated by Reference

1 unchanged sentence

Filing Date Filed Herewith

10.4 Credit Agreement, dated as of August 15, 2023, among Broadcom, the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent.

001-38449 10.1

10.5 First Amendment to Credit Agreement, dated as of December 1, 2023, amending the Credit Agreement, dated as of August 15, 2023, among Broadcom, the lenders and other parties thereto, and Bank of America, N.A., as Administrative Agent.

10-Q 001-38449 10.5 03-14-2024

10.2 Lease Agreement dated August 10, 2017 between Five Point Office Venture I, LLC and Broadcom Corporation.

1 unchanged sentence

001-38449 10.18

Settlement and Patent License and Non-Assert Agreement by and between Qualcomm Incorporated and Broadcom Corporation.

10.4 + Avago Technologies Limited 2009 Equity Incentive Award Plan.

4 unchanged sentences

10.6 + LSI Corporation 2003 Equity Incentive Plan, as amended.

10.12 + Amendment to the LSI Corporation 2003 Equity Incentive Plan (effective February 1, 2016).

10.13 + Amendment to the LSI Corporation 2003 Equity Incentive Plan (effective April 4, 2018).

10.7 + Amendment to the LSI Corporation 2003 Equity Incentive Plan (effective 2016).

10.8 + Amendment to the LSI Corporation 2003 Equity Incentive Plan (effective 2018).

001-38449 10.10

6 unchanged sentences

10.11 + Form of Annual Bonus Plan for Executive Employees.

10.17 + Form of Agreement for Multi-Year Equity Award of Restricted Stock Unit Award under the Avago Technologies Limited 2009 Equity Incentive Award Plan (effective December 5, 2017 ).

001-38449 10.1

10.18 + Form of Agreement for Multi-Year Equity Award of Performance Stock Units under the Avago Technologies Limited 2009 Equity Incentive Award Plan (effective March 13, 2018 ).

10.12 + Form of Agreement for Multi-Year Equity Award of Restricted Stock Unit Award under the Avago Technologies Limited 2009 Equity Incentive Award Plan (effective 2017).

001-38449 10.1

10.19 + Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective December 8, 2020).

10.13 + Form of Agreement for Multi-Year Equity Award of Performance Stock Units under the Avago Technologies Limited 2009 Equity Incentive Award Plan (effective 2018).

001-38449 10.2

10.20 + Form of Performance Stock Unit Agreement (Relative TSR) under LSI Corporation 2003 Equity Incentive Plan, as amended (effective December 8, 2020).

10.14 + Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effec tive 2020).

001-38449 10.51

10.21 + Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan (effective December 5, 2017).

10.15 + Form of Performance Stock Unit Award Agreement (Relative TSR) under LSI Corporation 2003 Equity Incentive Plan, as amended (effective 2020).

001-38449 10.52

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

10.16 + Form of Restricted Stock Unit Award Agreement under Broadcom Inc.

2012 Stock Incentive Plan (effective April 5, 2021).

2012 Stock Incentive Plan (effective 2021).

001-38449 10.3

10.23 + Form of Performance Share Unit Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan (effective March 15, 2018).

10.17 + Form of Performance Stock Unit Award Agreement under the Broadcom Inc.

2012 Stock Incentive Plan (effective April 5, 2021).

2012 Stock Incentive Plan (effective 2021).

001-38449 10.4

2 unchanged sentences

001-38449 10.1

10.26 + Performance Stock Unit Award Agreement, dated April 5, 2021, between Broadcom Inc.

10.19 + Form of Performance Stock Unit Award Agreement (Operating Metric) under Broadcom Inc.

2012 Stock Incentive Plan.

001-38449 10.1

2 unchanged sentences

333-276053 99.1

10.28 + Form of Restricted Stock Unit Agreement under Broadcom Inc.

10.21 + Form of Restricted Stock Unit Award Agreement under Broadcom Inc.

2023 Inducement Plan.

333-276053 99.2

10.29 + Form of Performance Stock Unit Agreement under Broadcom Inc.

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

10.22 + Form of Performance Stock Unit Award Agreement under Broadcom Inc.

2023 Inducement Plan.

14 unchanged sentences

001-38449 10.5

19.1 B roadcom Inc.

19.1 Broadcom Inc.

Insider Trading Compliance Policy

6 unchanged sentences

Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

32.1 Certification of Principal Executive Officer of Broadcom Inc.

11 unchanged sentences

101.LAB Inline XBRL Labels Linkbase Document.

Incorporated by Reference

Exhibit Number Description Form

Filing Date Filed Herewith

101.PRE Inline XBRL Presentation Linkbase Document.

34 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 9A. Controls and Procedures