Other Information
−Removed: quarter ended September 30, 2024, no director or officer of the Company adopted or terminated or otherwise had in effect a “Rule
−Removed: 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation
+Added: quarter ended March 31, 2025, no director or officer of the Company adopted or terminated or otherwise had in effect a “Rule 10b5-1
+Added: trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation
The exhibits required
10 unchanged sentences
Certificate of Amendment to the Certificate of Incorporation of the Company dated February 23, 2024
+Added: Certificate of Amendment to the Certificate of Incorporation of the Company dated March 27, 2025
Series B Convertible Preferred Stock Certificate of Designations dated April 23, 2024
6 unchanged sentences
Description of Securities
−Removed: Employment Agreement of Michael T.
−Removed: Employment Agreement of Peter Shoebridge
Form of Auddia Inc.
2020 Equity Incentive Plan
−Removed: Collateral and Security Agreement with Related Party (Minicozzi)
−Removed: F orm of Amendment to Collateral and Security Agreement with Related Party
−Removed: Form of Convertible Promissory Note
−Removed: Business Loan Agreement and Guaranty of Related Party with Bank of the West
Agreement with Major United States Broadcast Company
−Removed: Form of Bridge Note
Form of IPO Series A Warrant Agent Agreement
−Removed: Amendment to Bridge Note
−Removed: Amended Business Loan Agreement with Bank of the West
First Amendment to 2020 Equity Incentive Plan
+Added: Second Amendment to 2020 Equity Incentive Plan
Form of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan
7 unchanged sentences
Incorporated by reference from
−Removed: Executive Officer Employment Agreement for Brian Hoff dated October 13, 2021
−Removed: Executive Officer Employment Agreement for Timothy Ackerman effective as of February 6, 2023
Secured Promissory Bridge Note dated November 14, 2022
1 unchanged sentence
Security Agreement dated November 14, 2022
−Removed: Common Stock Purchase Agreement, dated November 14, 2022, by and between Auddia Inc.
−Removed: and White Lion Capital LLC
Secured Promissory Bridge Note dated November 14, 2022
1 unchanged sentence
Security Agreement dated November 14, 2022
−Removed: Common Stock Purchase Agreement, dated November 14, 2022, by and between Auddia Inc.
−Removed: and White Lion Capital LLC
Secured Promissory Bridge Note dated April 17, 2023
4 unchanged sentences
and the Investors named therein
−Removed: Common Stock Purchase Agreement, dated as of November 6, 2023, by and between White Lion Capital, LLC and Auddia Inc.
−Removed: Registration Rights Agreement, dated as of November 6, 2023, by and between White Lion Capital, LLC and Auddia Inc.
Employment Agreement, effective as of November 27, 2023, between Auddia Inc.
5 unchanged sentences
Form of Registration Rights Agreement dated April 23, 2024
+Added: Common Stock Purchase Agreement, dated as of November 25, 2024, by and between White Lion Capital, LLC and Auddia Inc.
+Added: Registration Rights Agreement, dated as of November 25, 2024, by and between White Lion Capital, LLC and Auddia Inc.
+Added: Description of Document
+Added: Incorporated by reference from
+Added: Insider Trading Policy
Section 302 Certification by the Corporation’s Chief Executive Officer
21 unchanged sentences
Chief Financial Officer
−Removed: November 7, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.