What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2023-11-14 compared with 2023-08-24 · 48 added, 35 removed, 21 unchanged (80% of the section changed)

Other Information

The exhibits required by

Item 601 of Regulation S-K and Item 15(b) of this Quarterly Report are listed in the Exhibit Index below.

The exhibits required

by Item 601 of Regulation S-K and Item 15(b) of this Quarterly Report are listed in the Exhibit Index below.

The exhibits listed

in the Exhibit Index are incorporated by reference herein.

Description of Document

Incorporated by reference from

Form of Plan of Conversion

Certificate of Incorporation of the Company

Bylaws of the Company

Form of Warrant after Conversion from an LLC to a Corporation

Form of Series A Warrant

Form of Common Stock Certificate

Form of Representative’s Common Stock Purchase Warrant

Description of Securities

Employment Agreement of Michael T.

Employment Agreement of Peter Shoebridge

Form of Auddia Inc.

of Plan of Conversion

of Incorporation of the Company

of the Company

of Warrant after Conversion from an LLC to a Corporation

of Series A Warrant

of Common Stock Certificate

of Representative’s Common Stock Purchase Warrant

of Securities

Agreement of Michael T.

Agreement of Peter Shoebridge

of Auddia Inc.

2020 Equity Incentive Plan

Collateral and Security Agreement with Related Party (Minicozzi)

Form of Amendment to Collateral and Security Agreement with Related Party

Form of Convertible Promissory Note

Business Loan Agreement and Guaranty of Related Party with Bank of the West

Agreement with Major United States Broadcast Company

Form of Bridge Note

Form of Warrant Agent Agreement

Amendment to Bridge Note

Amended Business Loan Agreement with Bank of the West

First Amendment to 2020 Equity Incentive Plan

Form of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan

Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2020 Equity Incentive Plan

Form of Inducement Stock Option Grant Notice and Inducement Stock Option Agreement

Clip Interactive, LLC 2013 Equity Incentive Plan

Form of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan

Executive Officer Employment Agreement for Michael Lawless dated October 13, 2021

Executive Officer Employment Agreement for Peter Shoebridge dated October 13, 2021

Executive Officer Employment Agreement for Brian Hoff dated October 13, 2021

302 Certification by the Corporation’s Chief Executive Officer and Interim Chief Financial Officer

906 Certification by the Corporation’s Chief Executive Officer and Interim Chief Financial Officer

and Security Agreement with Related Party (Minicozzi)

of Amendment to Collateral and Security Agreement with Related Party

of Convertible Promissory Note

Loan Agreement and Guaranty of Related Party with Bank of the West

with Major United States Broadcast Company

of Bridge Note

of Warrant Agent Agreement

to Bridge Note

Business Loan Agreement with Bank of the West

Amendment to 2020 Equity Incentive Plan

of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan

of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2020 Equity Incentive Plan

of Inducement Stock Option Grant Notice and Inducement Stock Option Agreement

Interactive, LLC 2013 Equity Incentive Plan

of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan

Officer Employment Agreement for Michael Lawless dated October 13, 2021

Officer Employment Agreement for Peter Shoebridge dated October 13, 2021

Officer Employment Agreement for Brian Hoff dated October 13, 2021

Executive Officer Employment Agreement for Timothy Ackerman effective as of February 6, 2023

Secured Promissory Bridge Note dated November 14, 2022

Common Stock Warrant dated November 14, 2022

Security Agreement dated November 14, 2022

Common Stock Purchase Agreement, dated November 14, 2022, by and between Auddia Inc.

and White Lion Capital LLC

Secured Promissory Bridge Note dated April 17, 2021

Common Stock Warrant for 600,000 shares dated April 17, 2023

Common Stock Warrant for 650,000 shares dated April 17, 2023

Form of Private Placement Agreement

Form of Securities Purchase Agreement dated June 13, 2023 between Auddia Inc.

and the Investors named therein

Common Stock Purchase Agreement, dated as of November 6, 2023, by and between White Lion Capital, LLC and Auddia Inc.

Registration Rights Agreement, dated as of November 6, 2023, by and between White Lion Capital, LLC and Auddia Inc.

Section 302 Certification by the Corporation’s Chief Executive Officer and Interim Chief Financial Officer

Section 906 Certification by the Corporation’s Chief Executive Officer and Interim Chief Financial Officer

Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)

14 unchanged sentences

President, Chief Executive Officer, Interim Chief Financial Officer and Director

August 24, 2023

November 14, 2023

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information