Other Information
−Removed: The exhibits required
−Removed: by Item 601 of Regulation S-K and Item 15(b) of this Quarterly Report are listed in the Exhibit Index below.
−Removed: The exhibits listed
−Removed: in the Exhibit Index are incorporated by reference herein.
−Removed: by reference from
−Removed: of Plan of Conversion
−Removed: of Incorporation of the Company
−Removed: of the Company
−Removed: of Warrant after Conversion from an LLC to a Corporation
−Removed: of Series A Warrant
−Removed: of Common Stock Certificate
−Removed: of Representative’s Common Stock Purchase Warrant
−Removed: of Securities
−Removed: Agreement of Michael T.
−Removed: Agreement of Peter Shoebridge
−Removed: of Auddia Inc.
+Added: The exhibits required by Item 601 of Regulation
+Added: S-K and Item 15(b) of this Quarterly Report are listed in the Exhibit Index below.
+Added: The exhibits listed in the Exhibit Index are incorporated
+Added: by reference herein.
+Added: Description of Document
+Added: Incorporated by reference from
+Added: Form of Plan of Conversion
+Added: Certificate of Incorporation of the Company
+Added: Bylaws of the Company
+Added: Form of Warrant after Conversion from an LLC to a Corporation
+Added: Form of Series A Warrant
+Added: Form of Common Stock Certificate
+Added: Form of Representative’s Common Stock Purchase Warrant
+Added: Description of Securities
+Added: Employment Agreement of Michael T.
+Added: Employment Agreement of Peter Shoebridge
+Added: Form of Auddia Inc.
2020 Equity Incentive Plan
−Removed: and Security Agreement with Related Party (Minicozzi)
−Removed: of Amendment to Collateral and Security Agreement with Related Party
−Removed: of Convertible Promissory Note
−Removed: Loan Agreement and Guaranty of Related Party with Bank of the West
−Removed: with Major United States Broadcast Company
−Removed: of Bridge Note
−Removed: of Warrant Agent Agreement
−Removed: to Bridge Note
−Removed: Business Loan Agreement with Bank of the West
−Removed: Amendment to 2020 Equity Incentive Plan
−Removed: of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan
−Removed: of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2020 Equity Incentive Plan
−Removed: of Inducement Stock Option Grant Notice and Inducement Stock Option Agreement
−Removed: Interactive, LLC 2013 Equity Incentive Plan
−Removed: of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan
−Removed: Officer Employment Agreement for Michael Lawless dated October 13, 2021
−Removed: Officer Employment Agreement for Peter Shoebridge dated October 13, 2021
−Removed: Officer Employment Agreement for Brian Hoff dated October 13, 2021
+Added: Collateral and Security Agreement with Related Party (Minicozzi)
+Added: Form of Amendment to Collateral and Security Agreement with Related Party
+Added: Form of Convertible Promissory Note
+Added: Business Loan Agreement and Guaranty of Related Party with Bank of the West
+Added: Agreement with Major United States Broadcast Company
+Added: Form of Bridge Note
+Added: Form of Warrant Agent Agreement
+Added: Amendment to Bridge Note
+Added: Amended Business Loan Agreement with Bank of the West
+Added: First Amendment to 2020 Equity Incentive Plan
+Added: Form of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan
+Added: Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2020 Equity Incentive Plan
+Added: Form of Inducement Stock Option Grant Notice and Inducement Stock Option Agreement
+Added: Clip Interactive, LLC 2013 Equity Incentive Plan
+Added: Form of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan
+Added: Executive Officer Employment Agreement for Michael Lawless dated October 13, 2021
+Added: Executive Officer Employment Agreement for Peter Shoebridge dated October 13, 2021
+Added: Executive Officer Employment Agreement for Brian Hoff dated October 13, 2021
Section 302 Certification by the Corporation’s Chief Executive Officer
12 unchanged sentences
Certain information contained in this Exhibit has been redacted and appears as “XXXXX” as the disclosure of same would be a disadvantage to the Registrant in the marketplace
−Removed: Pursuant to the requirements
−Removed: of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
−Removed: the undersigned, thereunto duly authorized.
+Added: Pursuant to the requirements of Section 13 or
+Added: 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
+Added: thereunto duly authorized.
/s/ Michael Lawless
1 unchanged sentence
President, Chief Executive Officer and Director
−Removed: /s/ Brian Hoff
−Removed: Chief Financial Officer
+Added: November 14, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.