Other Information
−Removed: During the quarter ended
−Removed: September 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule
−Removed: 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K
−Removed: The following is a list
−Removed: of exhibits filed as part of this Report on Form 10-Q:
+Added: The table below summarizes the
+Added: terms of arrangements adopted or terminated by officers or directors during the three months ended March 31, 2026.
+Added: All of the trading
+Added: arrangements listed below are intended to satisfy the affirmative defense conditions of Rule 10b5-1c.
+Added: Name and Position
+Added: Adoption Date
+Added: Total Number of
+Added: Shares to be Sold
+Added: Expiration Date
+Added: Robert Mears ,
+Added: Up to 60,470 (1)
+Added: March 19, 2027
+Added: Chief Technology Officer
+Added: March 9, 2026
+Added: Robert Mears ,
+Added: Up to 86,580 (2)
+Added: March 19, 2027
+Added: Chief Technology Officer
+Added: March 9, 2026
+Added: actual number of shares sold will depend on the vesting of restricted stock awards and the number of shares withheld by the Company to
+Added: satisfy its income tax withholding obligations, and may vary from the approximate number provided.
+Added: actual number of shares sold is dependent on the exercise of stock options at specific prices with the subsequent sale of the underlying
+Added: shares at specific price targets.
+Added: The following is a list of exhibits
+Added: filed as part of this Report on Form 10-Q:
Method of filing
+Added: Form of Securities Purchase Agreement dated February 23, 2026 between the Registrant and the purchasers thereto
+Added: Incorporated by reference from the Registrant’s Form 8-K filed on February 24, 2026
+Added: Placement Agent Agreement dated February 23, 2026 between the Registrant and Craig-Hallum Capital Group, LLC
+Added: Incorporated by reference from the Registrant’s Form 8-K filed
+Added: on February 24, 2026
Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
19 unchanged sentences
Filed electronically herewith
−Removed: Pursuant to the requirements
−Removed: of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
+Added: Pursuant to the requirements of
+Added: the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
ATOMERA INCORPORATED.
−Removed: October 29, 2025
Chief Executive Officer,
(Principal Executive Officer)
−Removed: October 29, 2025
/s/ Francis B.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.