58 unchanged sentences
Method of Filing
−Removed: Underwriting Agreement dated as of October 11, 2018 between the Company and Roth Capital Partners, LLC as representatives of
−Removed: the several underwriters named therein
−Removed: Incorporated by reference from Current Report on Form 8-K Filed on October 11, 2018.
Amended and Restated Certificate of Incorporation of the Registrant
6 unchanged sentences
Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Warrant dated February 9, 2015 issued to Liquid Patent Advisors, LLC
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Warrant dated March 17, 2015 issued to National Securities Corporation
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
Warrant dated August 10, 2016 issued to National Securities Corporation
−Removed: Incorporated by reference from the Registrant’s Quarterly Report on Form 10-Q filed on September 19, 2016.
+Added: Incorporated by reference from the Registrant’s Quarterly
+Added: Report on Form 10-Q filed on September 19, 2016.
+Added: Description of Capital Stock
+Added: Filed electronically herewith
Assignment of Patent Rights dated April 3, 2009 between Dr.
1 unchanged sentence
Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: License Agreement dated December 22, 2006 between ASM International, NV and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
2007 Stock Incentive Plan
4 unchanged sentences
Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Executive Employment Agreement dated October 16, 2015 between Scott Bibaud and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Employment Agreement dated January 1, 2016 between Erwin Trautmann and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Employment Agreement dated January 1, 2016 between Ron Cope and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Employment Agreement dated January 13, 2016 between Dr.
−Removed: Robert Mears and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
Lease Agreement dated January 19, 2016 between 750 University, LLC and the Registrant
Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Employment Agreement dated February 23, 2016 between Francis Laurencio and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
−Removed: Amendment No.
−Removed: 1 dated February 26, 2016 to Employment Agreement dated October 12, 2015 between Scott Bibaud and the Registrant
−Removed: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
Form of Restricted Stock Agreement
5 unchanged sentences
Incorporated by reference from the Registrant’s Form 10-K filed on March 6, 2018.
+Added: Employment Agreement dated January 26, 2021 between Scott Bibaud and the Registrant
+Added: Filed electronically herewith
+Added: Employment Agreement dated January 26, 2021 between Frank Laurencio and the Registrant
+Added: Filed electronically herewith.
+Added: Employment Agreement dated January 26, 2021 between Dr.
+Added: Robert Mears and the Registrant
+Added: Filed electronically herewith
+Added: Employment Agreement dated January 26, 2021 between Erwin Trautmann and the Registrant
+Added: Filed electronically herewith.
+Added: Second Amendment to Lease Agreement dated January 19, 2016 between 750 University, LLC and the Registrant
+Added: Filed electronically herewith.
List of Subsidiaries
26 unchanged sentences
ATOMERA INCORPORATED.
−Removed: March 13, 2020
+Added: February 19, 2021
Chief Executive Officer,
(Principal Executive Officer)
−Removed: March 13, 2020
+Added: February 19, 2021
/s/ Francis B.
6 unchanged sentences
Chief Executive Officer and Director
−Removed: March 13, 2020
+Added: February 19, 2021
(Principal Executive Officer)
Director and Chairman
−Removed: March 13, 2020
+Added: February 19, 2021
/s/ Erwin Trautmann
Executive Vice President of Strategic
−Removed: March 13, 2020
+Added: February 19, 2021
Erwin Trautmann
1 unchanged sentence
/s/ Rolf Stadheim
−Removed: March 13, 2020
+Added: February 19, 2021
Rolf Stadheim
Rinn Cleavelin
−Removed: March 13, 2020
+Added: February 19, 2021
Rinn Cleavelin, Ph.D.
/s/ Steven K.
−Removed: March 13, 2020
+Added: February 19, 2021
/s/ Duy-Loan Le
−Removed: March 13, 2020
+Added: February 19, 2021
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.