6 unchanged sentences
In addition, the design of disclosure controls and procedures must reflect the fact that there are resource constraints and that our management is required to apply its judgment in evaluating the benefits of possible controls and procedures relative to their costs.
−Removed: Our Chief Executive Officer and Chief Financial Officer, as our principal executive officer and principal financial officer, respectively, concluded that our disclosure controls and procedures were effective as of December 31, 2021, and that the consolidated financial statements included in this Form 10-K present fairly, in all material respects, and in conformity with U.S.
+Added: Our Chief Executive Officer and Chief Financial Officer, as our principal executive officer and principal financial officer, respectively, concluded that our disclosure controls and procedures were effective at the reasonable assurance level as of December 31, 2022, and that the consolidated financial statements included in this Form 10-K present fairly, in all material respects and in conformity with U.S.
GAAP, our financial position, results of operations and cash flows for the periods presented.
22 unchanged sentences
Other Information
−Removed: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
−Removed: Not applicable.
Directors, Executive Officers and Corporate Governance
−Removed: The information required by this item is incorporated by reference from the information under the captions “Election of Directors” and “Board of Directors and Corporate Governance” contained in our proxy statement to be filed with the SEC in connection with the solicitation of proxies for our 2021 Annual Meeting of Stockholders pursuant to Regulation 14A and no later than 120 days after December 31, 2021 (the “Proxy Statement”).
+Added: The information required by this item is incorporated by reference from the information under the captions “Election of Directors” and “Board of Directors and Corporate Governance” contained in our proxy statement to be filed with the SEC in connection with the solicitation of proxies for our 2023 Annual Meeting of Stockholders pursuant to Regulation 14A (the “Proxy Statement”).
Item 405 of Regulation S-K calls for disclosure of any known late filing or failure by an insider to file a report required by Section 16(a) of the Exchange Act.
1 unchanged sentence
We have adopted a Code of Business Conduct and Ethics applicable to our employees including our Chief Executive Officer, Chief Financial Officer, and other executive and senior financial officers.
−Removed: The full text of our Corporate Governance Guidelines and our Code of Business Conduct and Ethics is available free of charge, on our website’s investor relations page at https://investors.A10networks.com within the “Corporate Governance - Governance Documents” section.
+Added: The full text of our Corporate Governance Guidelines and our Code of Business Conduct and Ethics is available free of charge, on our website’s investor relations page at https://investors.A10networks.com within the “Governance - Governance Documents” section.
We will post amendments or waivers relating to our Code of Business Conduct and Ethics for directors and executive officers on the same website referenced in this paragraph.
Executive Compensation
−Removed: The information required by this item is incorporated by reference from the information under the captions “Election of Directors,” “Directors Compensation,” “Compensation Discussion and Analysis,” “Corporate Governance Guidelines and Code of Business Conduct and Ethics,” “Compensation Committee Report” and “Executive Compensation” contained in the Proxy Statement.
+Added: The information required by this item is incorporated by reference from the information under the captions “Election of Directors,” “Director Compensation,” “Compensation Discussion and Analysis,” “Corporate Governance Guidelines and Code of Business Conduct and Ethics,” “Compensation Committee Report” and “Executive Compensation” contained in the Proxy Statement.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
1 unchanged sentence
Certain Relationships and Related Transactions, and Director Independence
−Removed: The information required by this item is incorporated by reference from the information under the captions “Corporate Governance” and “Certain Relationships and Related Person Transactions” contained in the Proxy Statement.
+Added: The information required by this item is incorporated by reference from the information under the captions “Board of Directors and Corporate Governance” and “Related Person Transactions” contained in the Proxy Statement.
Principal Accounting Fees and Services
The information required by this item is incorporated by reference from the information under the captions “Report of the Audit Committee” and “Ratification of the Appointment of Independent Registered Public Accounting Firm” contained in the Proxy Statement.
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
+Added: Not applicable.
Exhibits, Financial Statement Schedules
41 unchanged sentences
8-K 001-36343 10.3 November 21, 2019
+Added: Number Incorporated by Reference
+Added: Description Form SEC File No.
+Added: Exhibit Number Filing Date Filed Herewith
10.12* Offer Letter, dated January 4, 2012, by and between the Registrant and Robert Cochran
2 unchanged sentences
S-1/A 333-194015 10.12 February 18, 2014
−Removed: Number Incorporated by Reference
−Removed: Description Form SEC File No.
−Removed: Exhibit Number Filing Date Filed Herewith
10.14 First Amendment to Reseller Agreement, dated May 19, 2011, by and between the Registrant and NEC Corporation
30 unchanged sentences
10-K 001-6343 10.32 March 1, 2016
−Removed: 10.29* Letter Agreement, dated as of November 20, 2019, among A10 Networks, Inc., VIEX Opportunities Fund, LP - Series One, VIEX GP, LLC, VIEX Special Opportunities Fund II, LP, VIEX Special Opportunities GP II, LLC, VIEX Capital Advisors, LLC and Eric Singer
−Removed: 8-K 001-36343 10.1 November 21, 2019
10.29 Sublease Agreement, dated May 2, 2019, by and between Marvell Corporation and the Registrant
10-Q 001-36343 10.1 May 8, 2019
−Removed: 10.31 Common Stock Repurchase and Option Exchange Agreement, dated as of May 17, 2020, between the Registrant and Lee Chen
−Removed: 8-K 001-36343 10.1 May 17, 2020
+Added: 10.30 Common Stock Repurchase Agreement, dated as of September 8, 2022, between A10 Networks, Inc.
+Added: and Summit Partners Growth Equity Fund VIII-A, L.P., Summit Partners Growth Equity Fund VIII-B L.P., Summit Investors I, LLC and Summit Investors I (UK), L.P.
+Added: 8-K 001-36343 10.1 September 9, 2022
21.1 List of subsidiaries of the Registrant
8 unchanged sentences
101.CAL XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: 101.DEF XBRL Taxonomy Extension Definition Linkbase Document.
Number Incorporated by Reference
1 unchanged sentence
Exhibit Number Filing Date Filed Herewith
+Added: 101.DEF XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB XBRL Taxonomy Extension Label Linkbase Document.
7 unchanged sentences
A10 NETWORKS, INC.
−Removed: March 8, 2022 By:
+Added: February 27, 2023 By:
/s/ Dhrupad Trivedi
4 unchanged sentences
Signature Title Date
−Removed: /s/ Dhrupad Trivedi Chief Executive Officer, President and Chairman of the Board March 8, 2022
+Added: /s/ Dhrupad Trivedi Chief Executive Officer, President and Chairman of the Board February 27, 2023
Dhrupad Trivedi (Principal Executive Officer)
−Removed: /s/ Brian Becker Chief Financial Officer March 8, 2022
+Added: /s/ Brian Becker Chief Financial Officer February 27, 2023
Brian Becker (Principal Financial and Accounting Officer)
−Removed: Braham Director March 8, 2022
−Removed: Chung Director March 8, 2022
−Removed: /s/ Mary Dotz Director March 8, 2022
−Removed: /s/ Eric Singer Director March 8, 2022
+Added: Braham Director February 27, 2023
+Added: Chung Director February 27, 2023
+Added: /s/ Eric Singer Director February 27, 2023
+Added: /s/ Dana Wolf Director February 27, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.